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12 期以下（含）者，個別交易損失上限不得超過平均單期名目本金之幾倍？",{"id":156,"qno":13,"question":157,"session":158},"deriv_prac-20-001","銀行辦理衍生性金融商品業務，應檢具金管會規定之申請書件，向金管會申請核准，並符合哪些規定？","20",{"id":160,"qno":89,"question":161,"session":158},"deriv_prac-20-002","向專業機構投資人及高淨值投資法人以外客戶宣讀或以電子設備說明客戶須知之重要內容，其內容應載事項有結構商品之名稱及警語及連結標的類別或資產外，包括下列何者？ A.未來的績效 B.市場的走勢及經濟的看法 C.投資風險之說明",{"id":163,"qno":7,"question":164,"session":158},"deriv_prac-20-003","銀行辦理衍生性金融商品業務之交易、交割、推介、風險管理之經辦及相關管理人員，每年應參加國內金融訓練機構所舉辦或銀行自行舉辦之衍生性金融商品教育訓練課程時數至少達多少小時以上？",{"id":166,"qno":96,"question":167,"session":158},"deriv_prac-20-004","依「銀行辦理衍生性金融商品自律規範」規定，銀行應於結構型商品交易文件中提醒客戶承作本商品之重要注意事項，下列敘述何者錯誤？",{"id":169,"qno":100,"question":170,"session":158},"deriv_prac-20-005","依銀行辦理衍生性金融商品業務內部作業控制及程序管理辦法規定，下列敘述何者錯誤？ A.應至少區分二個等級，評估非專業客戶商品風險承受程度 B.對於交易條件標準化且存續期限超過 6 個月之商品，若為專業客戶，除客戶明確表示已充分審閱並簽名者外，審閱期間不得低於七日 C.結構型商品限於專業客戶交易者，不得為一般性廣告",{"id":172,"qno":21,"question":173,"session":158},"deriv_prac-20-006","依「銀行辦理衍生性金融商品業務內部作業制度及程序管理辦法」規定，銀行向客戶提供結構型商品交易服務時，不得以下列何者名義為之？",{"id":175,"qno":25,"question":176,"session":158},"deriv_prac-20-007","銀行向專業機構投資人及高淨值投資法人以外之客戶，辦理商品期限超過一年且隱含賣出選擇權之匯率類衍生性金融商品，徵提期初保證金之最低標準，不得低於契約總名目本金之多少百分比？",{"id":178,"qno":29,"question":179,"session":158},"deriv_prac-20-008","銀行應定期評估檢討有價證券抵繳期初保證金之標的範圍、評價價值計算方式與折扣比率之妥適性與合理性，至少多久評估檢討一次？",{"id":181,"qno":33,"question":182,"session":158},"deriv_prac-20-009","指定銀行受理個人或團體辦理金額價值多少以上之結購、結售外匯，應於確認交易相關證明文件無誤後，於訂約日立即將相關資料傳送中央銀行外匯局？",{"id":184,"qno":37,"question":185,"session":158},"deriv_prac-20-010","銀行業辦理外匯業務管理辦法所稱外匯衍生性商品，係指涉及外匯，且其價值由利率、匯率、股權、指數、商品、信用事件或其他利益等所衍生之交易契約。下列何者屬上述所稱「涉及外匯」？ A.以外幣計價者 B.以外幣交割者 C.連結國外風險標的者",{"id":187,"qno":41,"question":188,"session":158},"deriv_prac-20-011","依「銀行辦理衍生性金融商品業務內部作業制度及程序管理辦法」規定，銀行與特定類別客戶之交易糾紛，無法依照銀行內部申訴處理程序完成和解者，該客戶得向財團法人金融消費評議中心申請評議。下列敘述何者正確？",{"id":190,"qno":45,"question":191,"session":158},"deriv_prac-20-012","依「銀行辦理衍生性金融商品業務內部作業制度及程序管理辦法」規定，提供結構型商品予何種類別客戶，銀行應提供客戶市價評估資訊？",{"id":193,"qno":49,"question":194,"session":158},"deriv_prac-20-013","依「銀行辦理衍生性金融商品自律規範」規定，有關銀行對屬自然人之一般客戶提供不保本型結構型商品業務，本金連結黃金選擇權之結構型商品，產品期限不得超過多久？",{"id":196,"qno":53,"question":197,"session":158},"deriv_prac-20-014","依「銀行辦理衍生性金融商品業務內部作業制度及程序管理辦法」規定，銀行辦理信用衍生性金融商品交易，如為信用風險承擔者，且合約信用實體為銀行之利害關係人，下列敘述何者錯誤？",{"id":199,"qno":57,"question":200,"session":158},"deriv_prac-20-015","外匯指定銀行擬辦理「對專業機構投資人辦理尚未開放或開放未滿半年，且未涉及新臺幣匯率之外匯衍生性商品業務，並符合其主管機關相關規定」之申辦程序為何？",{"id":202,"qno":61,"question":203,"session":158},"deriv_prac-20-041","依銀行辦理衍生性金融商品業務內部作業制度及程序管理辦法規定，下列何者屬於所稱複雜性高風險商品？",{"id":205,"qno":65,"question":206,"session":158},"deriv_prac-20-042","央行訂定之「銀行業辦理外匯業務管理辦法」規定，有關應接受衍商在職訓練之法遵人員及稽核人員的規範，下列敘述何者錯誤？",{"id":208,"qno":69,"question":209,"session":158},"deriv_prac-20-043","銀行辦理涉及新臺幣匯率之有本金交割遠匯(DF)與無本金交割遠匯(NDF)之規範，下列敘述何者錯誤？",{"id":211,"qno":73,"question":212,"session":158},"deriv_prac-20-044","銀行向專業機構投資人(PII)、高淨值投資法人(HWII) 以外其他客戶辦理複雜性高風險商品業務，客戶應承作衍生性金融商品交易經驗應達幾年以上？",{"id":214,"qno":77,"question":215,"session":158},"deriv_prac-20-045","最近一期經會計師查核或核閱之財務報告持有有價證券部位或衍生性金融商品投資組合達新臺幣多少元以上者，並同時符合其他法定條件後，得以書面向銀行申請為高淨值投資法人？",{"id":217,"qno":146,"question":218,"session":158},"deriv_prac-20-046","銀行已取得辦理衍生性金融商品業務之核准者，擬開辦下列何種衍生性金融商品及其商品之組合，於申請書件送達金管會之次日起十日內，金管會未表示反對意見者，即可逕行辦理？",{"id":220,"qno":150,"question":221,"session":158},"deriv_prac-20-047","銀行辦理衍生性金融商品業務，應建立風險管理制度，下列敘述何者錯誤？",{"id":223,"qno":81,"question":224,"session":158},"deriv_prac-20-048","指定銀行辦理未涉及新臺幣匯率之外匯衍生性商品業務，下列敘述何者錯誤？",1785157761625]