[{"data":1,"prerenderedAt":56},["ShallowReactive",2],{"chapter-futures_law-c2":3},{"examName":4,"chapter":5,"questions":10},"期貨商業務員資格測驗——期貨交易法規",{"name":6,"sort":7,"count":8,"slug":9},"期貨交易所(設立標準\u002F管理規則)",2,12,"c2",[11,16,20,24,28,32,35,39,42,45,48,52],{"id":12,"qno":13,"question":14,"session":15},"futures_law-114-3-005",5,"期貨交易所發生下列何種事項時，應先申報金管會核准？甲.與自律組織簽訂合作協議；乙.期貨商與期貨交易所間，關於期貨集中交易市場使用契約之訂立、變更或終止；丙.經營其他業務或投資其他事業；丁.受讓其他交易所之全部或主要部分營業或財產","114-3",{"id":17,"qno":18,"question":19,"session":15},"futures_law-114-3-007",7,"依我國期貨交易法，關於期貨交易所的規定，下列何者正確？",{"id":21,"qno":22,"question":23,"session":15},"futures_law-114-3-008",8,"假設公司制期貨交易所之交易業務委員會共有 9 位委員，依我國期貨交易法之規定，至少應有幾位為在該交易所交易之期貨商？",{"id":25,"qno":26,"question":27,"session":15},"futures_law-114-3-009",9,"依我國期貨交易法規定，期貨交易所執行市場監視時，發現期貨交易有嚴重影響市場交易秩序之虞者，得對該期貨交易採取之措施，不包括下列何者？",{"id":29,"qno":30,"question":31,"session":15},"futures_law-114-3-010",10,"會員或期貨商不能履行結算交割義務時，期貨交易所應採取下列何種措施？甲.督導承受之會員或期貨商接辦相關事務；乙.立刻通知該會員或期貨商追加交割結算基金；丙.會同期貨結算機構進行專案檢查；丁.交由金管會進行專案檢查",{"id":33,"qno":8,"question":34,"session":15},"futures_law-114-3-012","期貨交易所業務人員之登記或異動，應按______列冊彙報金管會或金管會指定機構？",{"id":36,"qno":18,"question":37,"session":38},"futures_law-115-1-007","會員制期貨交易所申請核發許可證照的期限，下列何者不正確？","115-1",{"id":40,"qno":22,"question":41,"session":38},"futures_law-115-1-008","公司制期貨交易所應於每月 10 日以前，向主管機關申報上月份：甲.綜合損益表；乙.資產負債表；丙.現金流量表；丁.股東權益變動表；戊.會計項目月計表",{"id":43,"qno":26,"question":44,"session":38},"futures_law-115-1-009","依我國期貨交易法之規定，下列有關公司制期貨交易所之敘述何者正確？",{"id":46,"qno":30,"question":47,"session":38},"futures_law-115-1-010","依期貨交易所管理規則之規定，期貨交易所有下列何情事時，應即為適當處置外，並應於事實發生之次日前向主管機關申報？甲.因不可抗拒之偶發事故臨時停止當市之集會；乙.交易系統發生故障；丙.期貨商逾時繳交保證金；丁.期貨商無法繳交保證金",{"id":49,"qno":50,"question":51,"session":38},"futures_law-115-1-011",11,"依我國期貨交易法規定下，會員制期貨交易所經理人之資格條件，下列敘述何者錯誤？",{"id":53,"qno":54,"question":55,"session":38},"futures_law-115-1-013",13,"依期貨交易法之規定，下列關於期貨交易所之敘述，何者錯誤？",1783661233835]