[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-bank_audit_cf_law-49-037":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":23},"bank_audit_cf_law","銀行內部控制與內部稽核測驗(消費金融)——銀行內部控制與內部稽核法規","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21,"canonicalId":22},"bank_audit_cf_law-49-037","49",37,"銀行業總機構法令遵循單位之法令遵循主管，得監督及指揮下列哪一單位？",[13,14,15,16],"資訊單位","財務保管單位","防制洗錢專責單位","國外營業單位",2,"基本法令及行政規章",1,"銀行業總機構法令遵循單位之法令遵循主管，其職責在督導全行遵循法令，並得依規定監督及指揮防制洗錢專責單位，使法令遵循與洗錢防制、打擊資恐工作整合運作、資源共享，故(C)防制洗錢專責單位為正解。(A)資訊單位、(B)財務保管單位、(D)國外營業單位均屬業務執行或後勤支援單位，各有其職掌與獨立性，並非法令遵循主管得逕行監督指揮之對象；法遵主管對其他單位主要係提供法令諮詢與遵法督導，而非直接指揮其業務，故正解為防制洗錢專責單位。","medium","bank_audit_law-49-037",[24,27,30,34,38,42],{"id":25,"question":26,"qno":19},"bank_audit_cf_law-47-001","銀行對遠期匯票或本票，以折扣方式預收利息而購入者，稱為下列何種業務？",{"id":28,"question":29,"qno":17},"bank_audit_cf_law-47-002","某商業銀行之主要股東甲，其家族成員包括甲之父親、甲妻及未成年子女乙、丙均持有該銀行之股份，則在計算主要股東持股時，下列何者之持股不必與甲之持股合併計算？",{"id":31,"question":32,"qno":33},"bank_audit_cf_law-47-003","針對借款人所提質物或抵押物之放款值，下列何者不是銀行覈實決定之依據？",3,{"id":35,"question":36,"qno":37},"bank_audit_cf_law-47-004","依「金融控股公司法」規定，金融控股公司所有子公司對同一法人為授信交易合計達主管機關規定金額或比率者，應於多久期間內，向主管機關申報？",4,{"id":39,"question":40,"qno":41},"bank_audit_cf_law-47-005","依銀行法規定，商業銀行投資非金融相關事業之總額不得超過投資時淨值之百分之多少？",5,{"id":43,"question":44,"qno":45},"bank_audit_cf_law-47-006","依「金融控股公司及銀行業內部控制及稽核制度實施辦法」規定，會計師辦理銀行年度財務報表查核簽證時，受查銀行有下列何項情況可不立即通報主管機關？",6,1784190251358]