[{"data":1,"prerenderedAt":45},["ShallowReactive",2],{"q-bank_audit_cf_prac-47-029":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"bank_audit_cf_prac","銀行內部控制與內部稽核測驗(消費金融)——銀行內部控制與內部稽核","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"bank_audit_cf_prac-47-029","47",29,"有關債券市場之敘述，下列何者正確？",[13,14,15,16],"債券在店頭市場是以競價方式撮合","債券發行期限均在一年以上","債券市場交易工具不包括無實體公債","債券在集中市場是以議價方式交易",1,"票券及證券業務查核","債券是長期資本市場工具,發行期限均在一年以上,一年以內的是票券,故 (B) 正確。(A) 錯在店頭市場採議價而非競價,(D) 錯在集中市場才是競價撮合,(C) 錯在無實體公債正是目前債券市場的主要交易工具。","medium",[22,26,30,34,38,42],{"id":23,"question":24,"qno":25},"bank_audit_cf_prac-47-042","辦理債券交易業務時，對客戶以現金給付之交割價款達新臺幣多少元以上者，應查驗確認投資人身分，並留存交易紀錄憑證？",42,{"id":27,"question":28,"qno":29},"bank_audit_cf_prac-47-043","票券商經接受客戶之委託，以行紀或居間買賣短期票券之行為，稱為下列何者？",43,{"id":31,"question":32,"qno":33},"bank_audit_cf_prac-47-044","有關證券商在辦理證券承銷案件時，除先行保留自行認購部分外，其配售方式種類，下列敘述何者錯誤？",44,{"id":35,"question":36,"qno":37},"bank_audit_cf_prac-47-045","有關證券商與發行公司議定之包銷報酬或代銷手續費，分別不得超過包銷有價證券總金額與代銷有價證券總金額之多少百分比？",45,{"id":39,"question":40,"qno":41},"bank_audit_cf_prac-48-028","承銷融資性商業本票發行面額，應以新臺幣多少元為最低單位？",28,{"id":43,"question":44,"qno":10},"bank_audit_cf_prac-48-029","債票形式之本票最高發行面額不得大於新臺幣多少元？",1784190252060]