[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-bank_audit_cf_prac-47-043":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"bank_audit_cf_prac","銀行內部控制與內部稽核測驗(消費金融)——銀行內部控制與內部稽核","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"bank_audit_cf_prac-47-043","47",43,"票券商經接受客戶之委託，以行紀或居間買賣短期票券之行為，稱為下列何者？",[13,14,15,16],"簽證","承銷","經紀","自營",2,"票券及證券業務查核",1,"接受客戶委託,以行紀或居間方式「代客」買賣短期票券,賺取手續費而非自負盈虧,就是經紀業務,(C) 正確。(A) 簽證是對發行的票券進行審核簽章;(B) 承銷是協助發行人銷售新發行的票券;(D) 自營是用自己的資金、自負盈虧買賣票券。關鍵區別:替客戶做的是經紀,替自己做的是自營。","easy",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"bank_audit_cf_prac-47-029","有關債券市場之敘述，下列何者正確？",29,{"id":28,"question":29,"qno":30},"bank_audit_cf_prac-47-042","辦理債券交易業務時，對客戶以現金給付之交割價款達新臺幣多少元以上者，應查驗確認投資人身分，並留存交易紀錄憑證？",42,{"id":32,"question":33,"qno":34},"bank_audit_cf_prac-47-044","有關證券商在辦理證券承銷案件時，除先行保留自行認購部分外，其配售方式種類，下列敘述何者錯誤？",44,{"id":36,"question":37,"qno":38},"bank_audit_cf_prac-47-045","有關證券商與發行公司議定之包銷報酬或代銷手續費，分別不得超過包銷有價證券總金額與代銷有價證券總金額之多少百分比？",45,{"id":40,"question":41,"qno":42},"bank_audit_cf_prac-48-028","承銷融資性商業本票發行面額，應以新臺幣多少元為最低單位？",28,{"id":44,"question":45,"qno":26},"bank_audit_cf_prac-48-029","債票形式之本票最高發行面額不得大於新臺幣多少元？",1784190252197]