[{"data":1,"prerenderedAt":42},["ShallowReactive",2],{"q-bank_audit_cf_prac-48-032":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"bank_audit_cf_prac","銀行內部控制與內部稽核測驗(消費金融)——銀行內部控制與內部稽核","c7",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"bank_audit_cf_prac-48-032","48",32,"銀行辦理特定金錢信託投資國外有價證券業務，經主管機關核准可從事推介行為者，下列敘述何者錯誤？",[13,14,15,16],"不可向不特定多數人推介","可向客戶收取推介手續費","事先擬訂推介計畫，且經銀行負責人核准","推介計畫及引據資料等至少保存一年",1,"信託業務查核","推介只是提供資訊供客戶參考,銀行不得因推介行為向客戶收取推介手續費或其他報酬,否則形同變相銷售,故 (B) 錯誤。(A) 推介限於特定對象不得對不特定多數人為之、(C) 須事先訂推介計畫經負責人核准、(D) 計畫及引據資料至少保存一年,皆為正確規範。","medium",[22,25,29,33,36,39],{"id":23,"question":24,"qno":10},"bank_audit_cf_prac-47-032","銀行辦理不動產信託，有關信託財產指示及申請用印之印鑑變更時，依規定應經下列何者同意？",{"id":26,"question":27,"qno":28},"bank_audit_cf_prac-47-033","依信託業法規定，信託業應設立信託財產評審委員會，該委員會每幾個月應評審一次，並將審查結果報告董事會？",33,{"id":30,"question":31,"qno":32},"bank_audit_cf_prac-47-034","員工申請退出企業員工持股信託生效後，其信託權益應以下列何種方式返還？",34,{"id":34,"question":35,"qno":28},"bank_audit_cf_prac-48-033","以指定用途信託申請書替代手續費收入憑證者，下列敘述何者正確？",{"id":37,"question":38,"qno":32},"bank_audit_cf_prac-48-034","依信託法規定，受託人每年應至少一次作成信託財產目錄及編製收支計算表並送交下列何者？",{"id":40,"question":41,"qno":10},"bank_audit_cf_prac-49-032","銀行辦理信託業務時，下列敘述何者錯誤？",1784190252945]