[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-bank_audit_cf_prac-48-045":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"bank_audit_cf_prac","銀行內部控制與內部稽核測驗(消費金融)——銀行內部控制與內部稽核","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"bank_audit_cf_prac-48-045","48",45,"下列何種情形證券經紀商不得接受委託人之委託開戶？",[13,14,15,16],"受破產宣告已經復權者","未成年人已經法定代理人代理者","證券交易所職員雇員開戶買賣上市股票","受禁治產宣告已經法定代理人代理者",2,"票券及證券業務查核",1,"證券交易所的職員、雇員因職務上易接觸市場敏感資訊,依規定不得開戶買賣上市股票,經紀商不得接受其委託開戶,故選 (C)。(A) 破產宣告已復權即回復行為能力限制、(B) 未成年人經法定代理人代理、(D) 受禁治產(監護)宣告經法定代理人代理,皆可開戶。","medium",[23,27,31,35,39,42],{"id":24,"question":25,"qno":26},"bank_audit_cf_prac-47-029","有關債券市場之敘述，下列何者正確？",29,{"id":28,"question":29,"qno":30},"bank_audit_cf_prac-47-042","辦理債券交易業務時，對客戶以現金給付之交割價款達新臺幣多少元以上者，應查驗確認投資人身分，並留存交易紀錄憑證？",42,{"id":32,"question":33,"qno":34},"bank_audit_cf_prac-47-043","票券商經接受客戶之委託，以行紀或居間買賣短期票券之行為，稱為下列何者？",43,{"id":36,"question":37,"qno":38},"bank_audit_cf_prac-47-044","有關證券商在辦理證券承銷案件時，除先行保留自行認購部分外，其配售方式種類，下列敘述何者錯誤？",44,{"id":40,"question":41,"qno":10},"bank_audit_cf_prac-47-045","有關證券商與發行公司議定之包銷報酬或代銷手續費，分別不得超過包銷有價證券總金額與代銷有價證券總金額之多少百分比？",{"id":43,"question":44,"qno":45},"bank_audit_cf_prac-48-028","承銷融資性商業本票發行面額，應以新臺幣多少元為最低單位？",28,1784190253098]