[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-bank_audit_cf_prac-49-030":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"bank_audit_cf_prac","銀行內部控制與內部稽核測驗(消費金融)——銀行內部控制與內部稽核","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"bank_audit_cf_prac-49-030","49",30,"下列何者非屬貨幣市場交易工具？",[13,14,15,16],"一年期以內各類債券","債券換股權利證書","一年期以內商業承兌匯票","一年期以內中央銀行儲蓄券",1,"票券及證券業務查核",2,"貨幣市場工具指一年期以內的短期信用工具,(A) 一年內到期債券、(C) 一年內商業承兌匯票、(D) 一年內央行儲蓄券皆屬之。債券換股權利證書可轉換為股票,屬資本市場的股權性質工具,故選 (B)。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"bank_audit_cf_prac-47-029","有關債券市場之敘述，下列何者正確？",29,{"id":28,"question":29,"qno":30},"bank_audit_cf_prac-47-042","辦理債券交易業務時，對客戶以現金給付之交割價款達新臺幣多少元以上者，應查驗確認投資人身分，並留存交易紀錄憑證？",42,{"id":32,"question":33,"qno":34},"bank_audit_cf_prac-47-043","票券商經接受客戶之委託，以行紀或居間買賣短期票券之行為，稱為下列何者？",43,{"id":36,"question":37,"qno":38},"bank_audit_cf_prac-47-044","有關證券商在辦理證券承銷案件時，除先行保留自行認購部分外，其配售方式種類，下列敘述何者錯誤？",44,{"id":40,"question":41,"qno":42},"bank_audit_cf_prac-47-045","有關證券商與發行公司議定之包銷報酬或代銷手續費，分別不得超過包銷有價證券總金額與代銷有價證券總金額之多少百分比？",45,{"id":44,"question":45,"qno":46},"bank_audit_cf_prac-48-028","承銷融資性商業本票發行面額，應以新臺幣多少元為最低單位？",28,1784190253820]