[{"data":1,"prerenderedAt":39},["ShallowReactive",2],{"q-bank_audit_cf_prac-49-031":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"bank_audit_cf_prac","銀行內部控制與內部稽核測驗(消費金融)——銀行內部控制與內部稽核","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"bank_audit_cf_prac-49-031","49",31,"銀行保管自行買入之有價證券，下列各項措施何者有缺失？",[13,14,15,16],"辦妥投保事項以轉嫁風險","保管中有價證券之息票暫停兌領","有價證券實物與保管中有價證券明細表相符","有價證券實物與投資有價證券明細帳相符",1,"投資業務查核","保管中有價證券的息票到期就應按時兌領,才能確保投資收益及時入帳;暫停兌領會使銀行平白損失利息收入,屬管理缺失,故 (B) 有誤。(A) 投保轉嫁風險、(C)(D) 實物與明細表、明細帳核對相符,都是正確的保管控管作法。","easy",[22,26,29,32,35],{"id":23,"question":24,"qno":25},"bank_audit_cf_prac-47-028","商業銀行投資國內及國外各種有價證券，除某些除外項目外，不得超過該銀行所收存款總餘額及金融債券發售額之和的多少比率？",28,{"id":27,"question":28,"qno":10},"bank_audit_cf_prac-47-031","依主管機關規定，有關商業銀行對自用不動產之投資，下列敘述何者錯誤？",{"id":30,"question":31,"qno":10},"bank_audit_cf_prac-48-031","下列何者非屬有價證券投資市場之種類？",{"id":33,"question":34,"qno":25},"bank_audit_cf_prac-49-028","商業銀行投資於每一公司股票，新股權利證書及債券換股權利證書之股份總額，不得超過該公司已發行股份總數之多少比率？",{"id":36,"question":37,"qno":38},"bank_audit_cf_prac-49-029","依主管機關規定，對於商業銀行投資於下列何種有價證券，訂有總額限制？",29,1784190253824]