[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-bank_audit_cf_prac-49-043":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"bank_audit_cf_prac","銀行內部控制與內部稽核測驗(消費金融)——銀行內部控制與內部稽核","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"bank_audit_cf_prac-49-043","49",43,"證券經紀商得接受下列何者之委託開戶？",[13,14,15,16],"未成年人","受破產之宣告未經復權者","證券交易所職員","法人委託開戶已提授權開戶證明者",3,"票券及證券業務查核",1,"法人只要提出授權開戶的證明文件,證券經紀商即可接受其委託開戶,故 (D) 正確。(A) 未成年人行為能力不完全、(B) 受破產宣告未復權者信用有瑕疵、(C) 證交所職員為防範利益衝突與內線疑慮,依規定經紀商均不得接受其開戶。","easy",[23,27,31,34,38,42],{"id":24,"question":25,"qno":26},"bank_audit_cf_prac-47-029","有關債券市場之敘述，下列何者正確？",29,{"id":28,"question":29,"qno":30},"bank_audit_cf_prac-47-042","辦理債券交易業務時，對客戶以現金給付之交割價款達新臺幣多少元以上者，應查驗確認投資人身分，並留存交易紀錄憑證？",42,{"id":32,"question":33,"qno":10},"bank_audit_cf_prac-47-043","票券商經接受客戶之委託，以行紀或居間買賣短期票券之行為，稱為下列何者？",{"id":35,"question":36,"qno":37},"bank_audit_cf_prac-47-044","有關證券商在辦理證券承銷案件時，除先行保留自行認購部分外，其配售方式種類，下列敘述何者錯誤？",44,{"id":39,"question":40,"qno":41},"bank_audit_cf_prac-47-045","有關證券商與發行公司議定之包銷報酬或代銷手續費，分別不得超過包銷有價證券總金額與代銷有價證券總金額之多少百分比？",45,{"id":43,"question":44,"qno":45},"bank_audit_cf_prac-48-028","承銷融資性商業本票發行面額，應以新臺幣多少元為最低單位？",28,1784190253947]