[{"data":1,"prerenderedAt":45},["ShallowReactive",2],{"q-bank_audit_law-48-014":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"bank_audit_law","銀行內部控制與內部稽核測驗(一般金融)——銀行內部控制與內部稽核法規","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"bank_audit_law-48-014","48",14,"某公司受託處理銀行委外業務，應符合相關規定，下列敘述何者正確？",[13,14,15,16],"毋需簽訂委託契約，僅須本著誠信原則處理業務即可","簽訂概括性委託契約，各項業務均可代為處理","該公司應以銀行名義處理業務","為取得債務人之聯繫資訊而與第三人聯繫時，該公司應表明身分及其目的",3,"基本法令及行政規章",1,"受託處理委外業務時，為向第三人打聽債務人聯繫資訊，受託公司必須主動表明自己身分及聯繫目的，這是保障當事人並避免騷擾的規範重點。委外須簽訂明確契約而非省略或概括授權，且應以受託公司自身名義而非冒銀行名義行事，故僅第四項正確。","medium",[23,26,30,33,37,41],{"id":24,"question":25,"qno":19},"bank_audit_law-47-001","銀行對遠期匯票或本票，以折扣方式預收利息而購入者，稱為下列何種業務？",{"id":27,"question":28,"qno":29},"bank_audit_law-47-002","某商業銀行之主要股東甲，其家族成員包括甲之父親、甲妻及未成年子女乙、丙均持有該銀行之股份，則在計算主要股東持股時，下列何者之持股不必與甲之持股合併計算？",2,{"id":31,"question":32,"qno":17},"bank_audit_law-47-003","針對借款人所提質物或抵押物之放款值，下列何者不是銀行覈實決定之依據？",{"id":34,"question":35,"qno":36},"bank_audit_law-47-004","依「金融控股公司法」規定，金融控股公司所有子公司對同一法人為授信交易合計達主管機關規定金額或比率者，應於多久期間內，向主管機關申報？",4,{"id":38,"question":39,"qno":40},"bank_audit_law-47-005","依銀行法規定，商業銀行投資非金融相關事業之總額不得超過投資時淨值之百分之多少？",5,{"id":42,"question":43,"qno":44},"bank_audit_law-47-006","依「金融控股公司及銀行業內部控制及稽核制度實施辦法」規定，會計師辦理銀行年度財務報表查核簽證時，受查銀行有下列何項情況可不立即通報主管機關？",6,1783417883852]