[{"data":1,"prerenderedAt":45},["ShallowReactive",2],{"q-bank_audit_law-49-034":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"bank_audit_law","銀行內部控制與內部稽核測驗(一般金融)——銀行內部控制與內部稽核法規","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"bank_audit_law-49-034","49",34,"依「金融服務業確保金融商品或服務適合金融消費者辦法」規定，銀行業提供投資型金融商品前應辦理之事項，不包括下列何者？",[13,14,15,16],"依各類金融商品特性，評估金融商品對金融消費者之適合度","應設立專責法令咨詢小組，對所提供投資型金融商品提供咨詢","金融商品適合度之內容，至少應包括金融消費者風險承受等級","金融商品適合度之內容，至少應包括金融商品風險等級之分類",1,"基本法令及行政規章","提供投資型商品前應辦理適合度評估,內容至少須含消費者風險承受等級與商品風險等級分類,並依商品特性評估其對消費者的適合度。辦法並未要求設立「專責法令咨詢小組」,故該項不屬應辦事項,為正解。","medium",[22,25,29,33,37,41],{"id":23,"question":24,"qno":17},"bank_audit_law-47-001","銀行對遠期匯票或本票，以折扣方式預收利息而購入者，稱為下列何種業務？",{"id":26,"question":27,"qno":28},"bank_audit_law-47-002","某商業銀行之主要股東甲，其家族成員包括甲之父親、甲妻及未成年子女乙、丙均持有該銀行之股份，則在計算主要股東持股時，下列何者之持股不必與甲之持股合併計算？",2,{"id":30,"question":31,"qno":32},"bank_audit_law-47-003","針對借款人所提質物或抵押物之放款值，下列何者不是銀行覈實決定之依據？",3,{"id":34,"question":35,"qno":36},"bank_audit_law-47-004","依「金融控股公司法」規定，金融控股公司所有子公司對同一法人為授信交易合計達主管機關規定金額或比率者，應於多久期間內，向主管機關申報？",4,{"id":38,"question":39,"qno":40},"bank_audit_law-47-005","依銀行法規定，商業銀行投資非金融相關事業之總額不得超過投資時淨值之百分之多少？",5,{"id":42,"question":43,"qno":44},"bank_audit_law-47-006","依「金融控股公司及銀行業內部控制及稽核制度實施辦法」規定，會計師辦理銀行年度財務報表查核簽證時，受查銀行有下列何項情況可不立即通報主管機關？",6,1783417884556]