[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-bank_audit_prac-48-057":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"bank_audit_prac","銀行內部控制與內部稽核測驗(一般金融)——銀行內部控制與內部稽核","c8",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"bank_audit_prac-48-057","48",57,"有關商品適合度之規定，可簡約幾個步驟，包括： A.客戶資料之審視更新 B.需求偏離之監視 C.商品資料之建立分析D.客戶資料之建立分析 E.客戶部位之重新調整 F.需求適配之分析，下列順序何者合乎邏輯推導？",[13,14,15,16],"DCAEFB","FBDCAE","DCFBAE","DFACBE",2,"財富管理業務查核",1,"商品適合度的邏輯是先把客戶與商品資料建檔分析(D、C)，再做需求適配分析(F)並持續監視需求有無偏離(B)，接著審視更新客戶資料(A)、必要時重新調整客戶部位(E)，因此順序為DCFBAE，答案是(3)。其餘排列違反先建檔分析、後監視調整的推導邏輯。","hard",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"bank_audit_prac-47-051","銀行辦理財富管理業務時，有關法令之遵循，下列敘述何者錯誤？",51,{"id":28,"question":29,"qno":30},"bank_audit_prac-47-052","銀行辦理財富管理業務，對於客戶申訴之適當處理程序，下列敘述何者錯誤？",52,{"id":32,"question":33,"qno":34},"bank_audit_prac-47-053","財富管理業務係以諮詢意見之提供為中心，服務範圍可包括下列何者？ A.所有銀行業務 B.兼營信託業務 C.其他保險、證券相關業務",53,{"id":36,"question":37,"qno":38},"bank_audit_prac-47-054","有關「財富管理顧問業務」在客戶對商品所知有限下所為之銷售，下列程序何者非屬之？",54,{"id":40,"question":41,"qno":42},"bank_audit_prac-47-055","財富管理從業人員自律規範中，妥慎保管客戶資料，禁止洩露機密資料或有不當使用之情事，以建立客戶信賴之基礎，屬於何種原則？",55,{"id":44,"question":45,"qno":46},"bank_audit_prac-47-056","下列何者應在理財業務人員職業道德規範中明訂？",56,1783417886388]