[{"data":1,"prerenderedAt":45},["ShallowReactive",2],{"q-bank_audit_prac-48-060":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"bank_audit_prac","銀行內部控制與內部稽核測驗(一般金融)——銀行內部控制與內部稽核","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"bank_audit_prac-48-060","48",60,"下列何者非屬票券商辦理短期票券經紀業務應詳實紀錄之交易內容？",[13,14,15,16],"時間","損益","客戶名稱","數量及金額",1,"票券及證券業務查核","票券商辦理短期票券經紀業務是居間撮合，應詳實記錄交易的客觀事實，如時間、客戶名稱、數量及金額，以利查核與勾稽。(2)損益是自營持有部位才會產生的結果，經紀撮合本身不涉及自身損益紀錄，故非屬應記錄內容，答案為(2)。","medium",[22,25,29,33,37,41],{"id":23,"question":24,"qno":10},"bank_audit_prac-47-060","辦理債券交易業務時，對客戶以現金給付之交割價款達新臺幣多少元以上者，應查驗確認投資人身分，並留存交易紀錄憑證？",{"id":26,"question":27,"qno":28},"bank_audit_prac-47-061","票券商經接受客戶之委託，以行紀或居間買賣短期票券之行為，稱為下列何者？",61,{"id":30,"question":31,"qno":32},"bank_audit_prac-47-062","有關證券商在辦理證券承銷案件時，除先行保留自行認購部分外，其配售方式種類，下列敘述何者錯誤？",62,{"id":34,"question":35,"qno":36},"bank_audit_prac-47-063","有關證券商與發行公司議定之包銷報酬或代銷手續費，分別不得超過包銷有價證券總金額與代銷有價證券總金額之多少百分比？",63,{"id":38,"question":39,"qno":40},"bank_audit_prac-48-041","承銷融資性商業本票發行面額，應以新臺幣多少元為最低單位？",41,{"id":42,"question":43,"qno":44},"bank_audit_prac-48-042","債票形式之本票最高發行面額不得大於新臺幣多少元？",42,1783417886415]