[{"data":1,"prerenderedAt":42},["ShallowReactive",2],{"q-bank_audit_prac-49-044":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"bank_audit_prac","銀行內部控制與內部稽核測驗(一般金融)——銀行內部控制與內部稽核","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"bank_audit_prac-49-044","49",44,"銀行保管自行買入之有價證券，下列各項措施何者有缺失？",[13,14,15,16],"辦妥投保事項以轉嫁風險","保管中有價證券之息票暫停兌領","有價證券實物與保管中有價證券明細表相符","有價證券實物與投資有價證券明細帳相符",1,"投資業務查核","保管中的有價證券息票到期就該按時兌領孳息,若讓息票暫停兌領會造成銀行利息收益的損失,屬管理缺失,所以答案為(2)。辦妥投保轉嫁風險、實物與保管明細表相符、實物與投資明細帳相符,都是正確且應維持的保管控管作業。","medium",[22,26,30,33,36,39],{"id":23,"question":24,"qno":25},"bank_audit_prac-47-041","商業銀行投資國內及國外各種有價證券，除某些除外項目外，不得超過該銀行所收存款總餘額及金融債券發售額之和的多少比率？",41,{"id":27,"question":28,"qno":29},"bank_audit_prac-47-042","有關債券市場之敘述，下列何者正確？",42,{"id":31,"question":32,"qno":10},"bank_audit_prac-47-044","依主管機關規定，有關商業銀行對自用不動產之投資，下列敘述何者錯誤？",{"id":34,"question":35,"qno":10},"bank_audit_prac-48-044","下列何者非屬有價證券投資市場之種類？",{"id":37,"question":38,"qno":25},"bank_audit_prac-49-041","商業銀行投資於每一公司股票，新股權利證書及債券換股權利證書之股份總額，不得超過該公司已發行股份總數之多少比率？",{"id":40,"question":41,"qno":29},"bank_audit_prac-49-042","依主管機關規定，對於商業銀行投資於下列何種有價證券，訂有總額限制？",1783417887062]