[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-bank_audit_prac-49-063":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"bank_audit_prac","銀行內部控制與內部稽核測驗(一般金融)——銀行內部控制與內部稽核","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"bank_audit_prac-49-063","49",63,"下列敘述何者正確？ A.票券自營業務係以交易商之名義，從事買賣短期票券 B.票券經紀業務係以行紀或居間買賣短期票券之行為 C.票券承銷係指依約包銷或代銷發行人發行之短期票券之行為 D.短期票券係指期限在一年期以內之短期債券憑證",[13,14,15,16],"僅 AB","僅 ABC","僅 BCD","ABCD",3,"票券及證券業務查核",1,"四項定義全部正確：票券自營是以交易商自己名義買賣短期票券、票券經紀是以行紀或居間方式買賣、票券承銷是依約包銷或代銷發行人的短期票券、短期票券則指一年期以內的短期債務憑證，故ABCD皆對選(4)。沒有任何一項描述有誤。","medium",[23,27,31,35,38,42],{"id":24,"question":25,"qno":26},"bank_audit_prac-47-060","辦理債券交易業務時，對客戶以現金給付之交割價款達新臺幣多少元以上者，應查驗確認投資人身分，並留存交易紀錄憑證？",60,{"id":28,"question":29,"qno":30},"bank_audit_prac-47-061","票券商經接受客戶之委託，以行紀或居間買賣短期票券之行為，稱為下列何者？",61,{"id":32,"question":33,"qno":34},"bank_audit_prac-47-062","有關證券商在辦理證券承銷案件時，除先行保留自行認購部分外，其配售方式種類，下列敘述何者錯誤？",62,{"id":36,"question":37,"qno":10},"bank_audit_prac-47-063","有關證券商與發行公司議定之包銷報酬或代銷手續費，分別不得超過包銷有價證券總金額與代銷有價證券總金額之多少百分比？",{"id":39,"question":40,"qno":41},"bank_audit_prac-48-041","承銷融資性商業本票發行面額，應以新臺幣多少元為最低單位？",41,{"id":43,"question":44,"qno":45},"bank_audit_prac-48-042","債票形式之本票最高發行面額不得大於新臺幣多少元？",42,1783417887282]