[{"data":1,"prerenderedAt":44},["ShallowReactive",2],{"q-bank_audit_prac-49-079":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"bank_audit_prac","銀行內部控制與內部稽核測驗(一般金融)——銀行內部控制與內部稽核","c12",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"bank_audit_prac-49-079","49",79,"銀行辦理衍生性金融商品業務，應視持有交易部位多寡與市場變動情形，採即時或依每日市價為原則，並應至少多久評估一次？",[13,14,15,16],"每日一次","每週一次","隔週一次","每月一次",0,"衍生性金融商品業務查核",1,"衍生性商品價格波動快、部位損益變化大，銀行應以即時或依每日市價為原則，至少每日評估一次以掌握風險部位，故選(1)。每週、隔週、每月的頻率都太低，無法即時反映市場劇烈變動下的曝險狀況。","medium",[23,27,31,35,38,41],{"id":24,"question":25,"qno":26},"bank_audit_prac-47-078","下列何者非屬銀行為法人客戶辦理衍生性金融商品開戶時，所必須徵取之文件？",78,{"id":28,"question":29,"qno":30},"bank_audit_prac-47-080","銀行已取得辦理衍生性金融商品業務之核准者，除負面表列之商品外，得開辦各種衍生性金融商品及其商品之組合，並需於開辦後幾日內，檢附商品特性說明書等資料報送金管會？",80,{"id":32,"question":33,"qno":34},"bank_audit_prac-48-058","依主管機關規定，有關得以書面向銀行申請成為辦理衍生性金融商品業務之專業自然人客戶之必要條件，下列何者非屬之？",58,{"id":36,"question":37,"qno":26},"bank_audit_prac-48-078","依「銀行辦理衍生性金融商品業務內部作業制度及程序管理辦法」規定，辦理衍生性金融商品業務之銀行，最近一季底逾期放款比率高於多少時，所辦理之衍生性金融商品，應以避險目的為限？",{"id":39,"question":40,"qno":10},"bank_audit_prac-48-079","有關銀行從事衍生性金融商品之交易，下列敘述何者錯誤？",{"id":42,"question":43,"qno":30},"bank_audit_prac-48-080","有關銀行辦理衍生性金融商品交易，下列敘述何者錯誤？",1783417887463]