[{"data":1,"prerenderedAt":45},["ShallowReactive",2],{"q-deriv_prac-18-010":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"deriv_prac","衍生性金融商品銷售人員資格測驗——衍生性金融商品概論與實務","c3",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"deriv_prac-18-010","18",10,"關於衍生性金融商品部位之評價頻率，其為銀行本身業務需要辦理之避險性交易者，應：",[13,14,15,16],"至少每週評估一次","至少每月評估一次","應即時評估","應每日以市價評估",1,"衍生性商品相關法規","評價頻率是依部位性質決定，理由是風險的變動速度不同。屬於交易部位者，銀行是為賺價差而持有，市價一動損益立刻改變，必須即時或每日以市價評估。若是為銀行本身業務需要而承作的避險性交易，避險工具與被避險項目的損益方向相反、淨風險相對穩定，法規允許把頻率放寬到 (B) 至少每月評估一次。(A) 每週、(C) 即時、(D) 每日都比規定更嚴，其中即時與每日正是交易部位的標準，套到避險部位就是混淆了兩種部位的分類。作答時先問一句：這個部位是拿來賺價差的，還是拿來對沖既有風險的。","medium",[22,25,29,33,37,41],{"id":23,"question":24,"qno":17},"deriv_prac-18-001","指定銀行辦理外匯衍生性金融商品業務，下列何項交易得逕行辦理毋須向央行申請？",{"id":26,"question":27,"qno":28},"deriv_prac-18-003","依銀行辦理衍生性金融商品業務內部作業控制及程序管理辦法規定，銀行應每年重新檢視客戶屬性評估及分級結果之辦理時點，對於既有客戶得予延長至交易額度評估作業同時辦理，並經客戶確認，但最多不得超過幾個月？",3,{"id":30,"question":31,"qno":32},"deriv_prac-18-006","有關銀行向金融監督管理委員會申請核准辦理衍生性金融商品業務時所需符合之規定，下列敘述何者錯誤？",6,{"id":34,"question":35,"qno":36},"deriv_prac-18-007","依銀行辦理衍生性金融商品業務內部作業制度及程序管理辦法規定，所稱之專業客戶，不包括下列何者？",7,{"id":38,"question":39,"qno":40},"deriv_prac-18-008","銀行與一般客戶之交易糾紛，無法依照銀行內部申訴處理程序完成和解者，客戶得向下列何者申請評議？",8,{"id":42,"question":43,"qno":44},"deriv_prac-18-009","銀行不得與下列何類客戶辦理複雜性高風險商品？",9,1785157761804]