[{"data":1,"prerenderedAt":45},["ShallowReactive",2],{"q-deriv_prac-19-009":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"deriv_prac","衍生性金融商品銷售人員資格測驗——衍生性金融商品概論與實務","c3",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"deriv_prac-19-009","19",9,"銀行業申請辦理外匯業務，經發給指定證書或許可函後多久內仍未開辦，中央銀行得按情節輕重，命其於一定期間內停辦、廢止或撤銷許可內容之一部或全部？",[13,14,15,16],"二個月","三個月","六個月","一年",2,"衍生性商品相關法規",1,"「銀行業辦理外匯業務管理辦法」採「許可即應開辦」的管理邏輯：銀行業取得指定證書或許可函後，若逾六個月仍未實際開辦該項外匯業務，中央銀行得視情節輕重，命其於一定期間內停辦，或廢止、撤銷許可內容的一部或全部。理由是外匯業務許可屬稀缺的行政管理資源，長期掛著不做會讓主管機關無從掌握真實的業務版圖，也可能淪為占位。(A) 二個月與 (B) 三個月過短，不足以完成系統建置、人員配置與內部作業程序訂定；(D) 一年則過長，等同放任許可長期閒置。外匯業務的閒置期限記六個月即可。","medium",[23,26,30,34,38,42],{"id":24,"question":25,"qno":19},"deriv_prac-18-001","指定銀行辦理外匯衍生性金融商品業務，下列何項交易得逕行辦理毋須向央行申請？",{"id":27,"question":28,"qno":29},"deriv_prac-18-003","依銀行辦理衍生性金融商品業務內部作業控制及程序管理辦法規定，銀行應每年重新檢視客戶屬性評估及分級結果之辦理時點，對於既有客戶得予延長至交易額度評估作業同時辦理，並經客戶確認，但最多不得超過幾個月？",3,{"id":31,"question":32,"qno":33},"deriv_prac-18-006","有關銀行向金融監督管理委員會申請核准辦理衍生性金融商品業務時所需符合之規定，下列敘述何者錯誤？",6,{"id":35,"question":36,"qno":37},"deriv_prac-18-007","依銀行辦理衍生性金融商品業務內部作業制度及程序管理辦法規定，所稱之專業客戶，不包括下列何者？",7,{"id":39,"question":40,"qno":41},"deriv_prac-18-008","銀行與一般客戶之交易糾紛，無法依照銀行內部申訴處理程序完成和解者，客戶得向下列何者申請評議？",8,{"id":43,"question":44,"qno":10},"deriv_prac-18-009","銀行不得與下列何類客戶辦理複雜性高風險商品？",1785157762503]