[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-deriv_prac-19-050":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"deriv_prac","衍生性金融商品銷售人員資格測驗——衍生性金融商品概論與實務","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"deriv_prac-19-050","19",50,"有關衍生性商品法律風險，下列敘述何者錯誤？",[13,14,15,16],"雙邊淨額清算可以降低信用風險及流動性風險","法律風險和信用風險一樣，需注意事前的審核工作","金融交換普遍使用的契約格式為 ISDA 主契約","多邊淨額清算會提高對手的信用風險及流動性風險",3,"衍生性商品概論",1,"淨額清算的作用，是把同一組交易對手之間的多筆應收應付軋成一個淨額，暴險部位因此變小、實際要交付的現金流也變少，所以不論雙邊或多邊，都是降低信用風險與流動性風險的機制；多邊淨額清算把多方部位集中軋差，效果通常更強。(D) 說多邊淨額清算會提高對手的信用風險及流動性風險，方向完全相反，為錯誤敘述。(A) 雙邊淨額清算確實同時壓低信用與流動性風險。(B) 法律風險的關鍵在契約是否有效、簽約人有無權限，必須在成交前完成審核，與信用風險同屬事前把關。(C) 金融交換市場普遍以 ISDA 主契約作為標準文件。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"deriv_prac-18-017","δ(Delta)變動所引發選擇權價值變動的風險，係指下列何者？",17,{"id":28,"question":29,"qno":30},"deriv_prac-18-018","結算前風險可以區分為現有違約風險及潛在違約風險，關於違約風險，下列敘述何者錯誤？",18,{"id":32,"question":33,"qno":34},"deriv_prac-18-022","臺灣市場上所稱之「連動債」或「結構債」，其本質係屬於下列何者？",22,{"id":36,"question":37,"qno":38},"deriv_prac-18-024","台灣的某家進口廠商預期在 3 個月後須支付一筆歐元 100,000，在無做任何避險交易下，廠商所擔心的是，屆時台幣將會作何變化？",24,{"id":40,"question":41,"qno":42},"deriv_prac-18-025","「利率上限」(interest rate cap)簡稱為 Cap，以下敘述何者為正確？",25,{"id":44,"question":45,"qno":46},"deriv_prac-18-026","證券商與銀行可以利用「資產交換」的方式，將可轉換公司債分解成哪兩大部分？",26,1785157763002]