[{"data":1,"prerenderedAt":45},["ShallowReactive",2],{"q-deriv_prac-20-009":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"deriv_prac","衍生性金融商品銷售人員資格測驗——衍生性金融商品概論與實務","c3",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"deriv_prac-20-009","20",9,"指定銀行受理個人或團體辦理金額價值多少以上之結購、結售外匯，應於確認交易相關證明文件無誤後，於訂約日立即將相關資料傳送中央銀行外匯局？",[13,14,15,16],"等值十萬美元","等值五十萬美元","等值一百萬美元","等值新臺幣三千萬元",2,"衍生性商品相關法規",1,"大額結匯的即時通報門檻訂在等值一百萬美元：指定銀行受理個人或團體結購、結售外匯達此金額以上，必須先確認交易證明文件無誤，並於訂約當日立即把相關資料傳送中央銀行外匯局，讓主管機關能即時掌握大額資金進出，這是維持匯市秩序、防範異常匯出入的第一道監理網，故選 (C)。(A) 十萬美元與 (B) 五十萬美元都低於通報標準，銀行依一般申報程序辦理即可。(D) 新臺幣三千萬元並非該辦法所定的即時傳送門檻，別和其他申報級距混淆。提醒：此處依當期規定判讀，該門檻已於 114\u002F7\u002F15 修正，實務上請以現行規定為準。","medium",[23,26,30,34,38,42],{"id":24,"question":25,"qno":19},"deriv_prac-18-001","指定銀行辦理外匯衍生性金融商品業務，下列何項交易得逕行辦理毋須向央行申請？",{"id":27,"question":28,"qno":29},"deriv_prac-18-003","依銀行辦理衍生性金融商品業務內部作業控制及程序管理辦法規定，銀行應每年重新檢視客戶屬性評估及分級結果之辦理時點，對於既有客戶得予延長至交易額度評估作業同時辦理，並經客戶確認，但最多不得超過幾個月？",3,{"id":31,"question":32,"qno":33},"deriv_prac-18-006","有關銀行向金融監督管理委員會申請核准辦理衍生性金融商品業務時所需符合之規定，下列敘述何者錯誤？",6,{"id":35,"question":36,"qno":37},"deriv_prac-18-007","依銀行辦理衍生性金融商品業務內部作業制度及程序管理辦法規定，所稱之專業客戶，不包括下列何者？",7,{"id":39,"question":40,"qno":41},"deriv_prac-18-008","銀行與一般客戶之交易糾紛，無法依照銀行內部申訴處理程序完成和解者，客戶得向下列何者申請評議？",8,{"id":43,"question":44,"qno":10},"deriv_prac-18-009","銀行不得與下列何類客戶辦理複雜性高風險商品？",1785157763215]