[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-deriv_prac-20-052":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"deriv_prac","衍生性金融商品銷售人員資格測驗——衍生性金融商品概論與實務","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"deriv_prac-20-052","20",52,"信用風險的控制可採質與量的控制，其中量的控制著重於事後風險暴露程度的管理，而監控的單位是負責適時將正確的信用風險資訊提供給高級主管及相關單位，下列何者不是監控單位應提供的資訊內容？",[13,14,15,16],"交易對手信用條件的審核","交易集中度","主要客戶信用狀況","交易對手使用額度的情形",0,"衍生性商品概論",1,"量的控制屬事後的暴險管理，監控單位的任務是把已經發生的部位資訊即時彙整給高階主管，例如交易是否過度集中於少數對手、主要客戶信用狀況有無惡化、各交易對手額度使用到什麼程度，(B)(C)(D) 都是這類事後監控資訊。(A) 交易對手信用條件的審核發生在交易之前，屬於質的控制，由授信或信用審查單位依對手財務狀況與往來紀錄核定可否往來及額度大小；若由監控單位自己審核又自己監控，等於球員兼裁判，牽制功能盡失，故選 (A)。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"deriv_prac-18-017","δ(Delta)變動所引發選擇權價值變動的風險，係指下列何者？",17,{"id":28,"question":29,"qno":30},"deriv_prac-18-018","結算前風險可以區分為現有違約風險及潛在違約風險，關於違約風險，下列敘述何者錯誤？",18,{"id":32,"question":33,"qno":34},"deriv_prac-18-022","臺灣市場上所稱之「連動債」或「結構債」，其本質係屬於下列何者？",22,{"id":36,"question":37,"qno":38},"deriv_prac-18-024","台灣的某家進口廠商預期在 3 個月後須支付一筆歐元 100,000，在無做任何避險交易下，廠商所擔心的是，屆時台幣將會作何變化？",24,{"id":40,"question":41,"qno":42},"deriv_prac-18-025","「利率上限」(interest rate cap)簡稱為 Cap，以下敘述何者為正確？",25,{"id":44,"question":45,"qno":46},"deriv_prac-18-026","證券商與銀行可以利用「資產交換」的方式，將可轉換公司債分解成哪兩大部分？",26,1785157763730]