[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-futures_law-114-3-007":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c2",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-114-3-007","114-3",7,"依我國期貨交易法，關於期貨交易所的規定，下列何者正確？",[13,14,15,16],"期貨交易所經經濟部核准後，即可兼營期貨結算機構之業務","自受領許可證照後，6 個月內未開始營業者，主管機關得撤銷其許可","分為會員制與公司制","期貨交易所業務人員之資格條件，由期貨交易所訂定，報主管機關備查",2,"期貨交易所(設立標準\u002F管理規則)",1,"期貨交易所依組織型態分為會員制與公司制，(C)正確。(A)兼營結算業務須經金管會許可而非經濟部；(B)期限與撤銷主體有誤；(D)業務人員資格條件由主管機關定，非由交易所自訂報備查。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"futures_law-114-3-005","期貨交易所發生下列何種事項時，應先申報金管會核准？甲.與自律組織簽訂合作協議；乙.期貨商與期貨交易所間，關於期貨集中交易市場使用契約之訂立、變更或終止；丙.經營其他業務或投資其他事業；丁.受讓其他交易所之全部或主要部分營業或財產",5,{"id":28,"question":29,"qno":30},"futures_law-114-3-008","假設公司制期貨交易所之交易業務委員會共有 9 位委員，依我國期貨交易法之規定，至少應有幾位為在該交易所交易之期貨商？",8,{"id":32,"question":33,"qno":34},"futures_law-114-3-009","依我國期貨交易法規定，期貨交易所執行市場監視時，發現期貨交易有嚴重影響市場交易秩序之虞者，得對該期貨交易採取之措施，不包括下列何者？",9,{"id":36,"question":37,"qno":38},"futures_law-114-3-010","會員或期貨商不能履行結算交割義務時，期貨交易所應採取下列何種措施？甲.督導承受之會員或期貨商接辦相關事務；乙.立刻通知該會員或期貨商追加交割結算基金；丙.會同期貨結算機構進行專案檢查；丁.交由金管會進行專案檢查",10,{"id":40,"question":41,"qno":42},"futures_law-114-3-012","期貨交易所業務人員之登記或異動，應按______列冊彙報金管會或金管會指定機構？",12,{"id":44,"question":45,"qno":10},"futures_law-115-1-007","會員制期貨交易所申請核發許可證照的期限，下列何者不正確？",1783735645469]