[{"data":1,"prerenderedAt":45},["ShallowReactive",2],{"q-futures_law-114-3-012":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"futures_law","期貨商業務員資格測驗——期貨交易法規","c2",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"futures_law-114-3-012","114-3",12,"期貨交易所業務人員之登記或異動，應按______列冊彙報金管會或金管會指定機構？",[13,14,15,16],"日","月","季","年",1,"期貨交易所(設立標準\u002F管理規則)","期交所業務人員之登記或異動，應「按月」列冊彙報金管會或其指定機構，故選(B)。","easy",[22,26,30,34,38,42],{"id":23,"question":24,"qno":25},"futures_law-114-3-005","期貨交易所發生下列何種事項時，應先申報金管會核准？甲.與自律組織簽訂合作協議；乙.期貨商與期貨交易所間，關於期貨集中交易市場使用契約之訂立、變更或終止；丙.經營其他業務或投資其他事業；丁.受讓其他交易所之全部或主要部分營業或財產",5,{"id":27,"question":28,"qno":29},"futures_law-114-3-007","依我國期貨交易法，關於期貨交易所的規定，下列何者正確？",7,{"id":31,"question":32,"qno":33},"futures_law-114-3-008","假設公司制期貨交易所之交易業務委員會共有 9 位委員，依我國期貨交易法之規定，至少應有幾位為在該交易所交易之期貨商？",8,{"id":35,"question":36,"qno":37},"futures_law-114-3-009","依我國期貨交易法規定，期貨交易所執行市場監視時，發現期貨交易有嚴重影響市場交易秩序之虞者，得對該期貨交易採取之措施，不包括下列何者？",9,{"id":39,"question":40,"qno":41},"futures_law-114-3-010","會員或期貨商不能履行結算交割義務時，期貨交易所應採取下列何種措施？甲.督導承受之會員或期貨商接辦相關事務；乙.立刻通知該會員或期貨商追加交割結算基金；丙.會同期貨結算機構進行專案檢查；丁.交由金管會進行專案檢查",10,{"id":43,"question":44,"qno":29},"futures_law-115-1-007","會員制期貨交易所申請核發許可證照的期限，下列何者不正確？",1783661234210]