[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-futures_law-114-3-041":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c11",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-114-3-041","114-3",41,"在美國，期貨交易所擬上市的期貨交易契約，其標的為國庫券或政府公債，商品期貨交易委員會在該期貨交易契約上市前，應將期貨交易所之申請書副知下列何機構？",[13,14,15,16],"農業部","證券管理委員會（SEC）","財政部（Department of Treasury）及聯邦儲備局理事會（Board of Governors of the Federal Reserve System）","全國期貨公會（NFA）",2,"外國期貨交易法(美國\u002F日本)",1,"美國期貨交易契約標的為國庫券或政府公債時，CFTC於上市前須將申請書副知(C)財政部及聯邦儲備局理事會，因涉及貨幣與國債政策。SEC管證券、農業部管農產品、NFA為自律組織，均非此類標的之副知對象。","hard",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"futures_law-114-3-043","日本商品交易所的法令為下列何者？",43,{"id":28,"question":29,"qno":30},"futures_law-115-1-037","美國商品期貨交易委員會(CFTC)組織中，由下列何者負責履行市場監控以及市場與產品檢討等業務？",37,{"id":32,"question":33,"qno":34},"futures_law-115-1-047","為防止 2008 年金融風暴之發生，美國於 2010 年制定何法律，特別將衍生性金融商品中交換契約納入規範，並使 CFTC 隨之進行大規模修正其規則與命令？",47,{"id":36,"question":37,"qno":38},"futures_law-115-1-048","在美國，若期貨交易所人員從事操縱或詐欺行為，其最高罰則為何？",48,{"id":40,"question":41,"qno":42},"futures_law-115-1-049","下列何者是由東京紡織品交易所、東京橡膠交易所及東京黃金交易所合併設立的？",49,{"id":44,"question":45,"qno":46},"futures_law-115-1-050","下列何者是現行日本電力期貨的主管機關？",50,1783661234613]