[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-futures_law-115-1-032":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c10",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-1-032","115-1",32,"有關期貨顧問事業提供研究分析意見或推介建議等顧問服務之規定，下列敘述何者錯誤？",[13,14,15,16],"應作成交易分析報告，載明分析基礎及根據","分析意見或建議及相關資訊，於提供予委任人之前不得提供或傳遞予其他業務部門","得以其他業務部門之資訊或意見為其分析基礎及根據","交易分析報告之副本、紀錄，其保存方式得以電子媒體形式為之",2,"期貨顧問與期貨經理事業",1,"為維持獨立性,顧問分析不得以其他業務部門之資訊或意見為基礎,(C)敘述錯誤故選。(A)作成交易分析報告載明基礎、(B)提供前不得傳遞他部門、(D)副本得以電子媒體保存,皆為正確規定。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"futures_law-114-3-027","期貨經理事業應依事業規模、業務情況及內部控制之管理需要，配置多少經理人及業務員？",27,{"id":28,"question":29,"qno":30},"futures_law-114-3-029","依期貨經理事業設置標準規定，符合主管機關所定資格條件，得申請兼營期貨經理事業之機構，包括以下何者？甲.期貨經紀商；乙.證券投資顧問事業；丙.期貨信託事業；丁.證券經紀商",29,{"id":32,"question":33,"qno":34},"futures_law-114-3-033","依期貨顧問事業設置標準規定，符合主管機關所定資格條件，得申請兼營期貨顧問事業之機構，不包括以下何者？",33,{"id":36,"question":37,"qno":38},"futures_law-114-3-048","期貨經紀商經金管會許可兼營期貨顧問事業，應於辦理公司變更登記後，向符合規定之金融機構繳存營業保證金，其金額為多少？",48,{"id":40,"question":41,"qno":42},"futures_law-115-1-030","依期貨經理事業管理規則之規定，期貨經理事業運用全權委託資產從事交易或投資之範圍，不包括下列何者？",30,{"id":44,"question":45,"qno":46},"futures_law-115-1-039","他業兼營期貨經理事業，於取得許可證照後多久期間內，未與委任人簽訂期貨交易全權委任契約者，其兼營期貨經理事業之許可將被廢止？",39,1783661235235]