[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-futures_law-115-1-038":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-1-038","115-1",38,"依期貨信託基金管理辦法之規定，指數股票型期貨信託基金最近三個營業日之平均單位淨資產價值較基金最初單位淨資產累積跌幅達百分之四十時，應由下列何者立即通報主管機關？",[13,14,15,16],"期貨信託事業或基金保管機構","期貨信託事業或同業公會","期貨信託事業或銷售機構","基金保管機構或銷售機構",0,"期貨信託事業與基金管理",2,"指數股票型期貨信託基金近三營業日平均淨值較最初累積跌幅達40%時,由期貨信託事業或基金保管機構立即通報主管機關,(A)正確。(B)(C)(D)通報主體組合有誤。","hard",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"futures_law-114-3-040","下列有關期貨信託基金受益憑證之敘述，何者有誤？",40,{"id":28,"question":29,"qno":30},"futures_law-114-3-044","所列期貨信託基金公開說明書應揭露期貨信託契約所訂期貨信託事業之權利、義務與責任部分，何者為真？",44,{"id":32,"question":33,"qno":34},"futures_law-114-3-045","依「期貨信託事業設置標準」第十二條規定，目前得擔任期貨信託事業專業發起人之事業有幾種？",45,{"id":36,"question":37,"qno":38},"futures_law-114-3-046","依期貨信託基金管理辦法之規定，期貨信託事業於國外對不特定人募集期貨信託基金投資國內任一上市或上櫃公司股票及公司債或金融債券之總金額，占本期貨信託基金淨資產價值之比率，不得超過下列何者？",46,{"id":40,"question":41,"qno":42},"futures_law-114-3-047","下列有關證券投資信託事業申請兼營期貨信託事業應具備條件之敘述，何者有誤？",47,{"id":44,"question":45,"qno":46},"futures_law-115-1-033","下列哪一種終止契約之情況毋須先報主管機關核准？",33,1783661235285]