[{"data":1,"prerenderedAt":45},["ShallowReactive",2],{"q-futures_law-115-2-007":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"futures_law","期貨商業務員資格測驗——期貨交易法規","c2",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"futures_law-115-2-007","115-2",7,"會員制期貨交易所之設立，應於主管機關許可之日起多久內完成法人設立登記？",[13,14,15,16],"3 個月","6 個月","9 個月","1 年",1,"期貨交易所(設立標準\u002F管理規則)","會員制期貨交易所經主管機關許可設立後，必須在許可之日起六個月內辦妥法人設立登記，故(B)正確。期貨交易所屬特許事業，取得許可只是拿到籌設資格，尚未取得法人人格，設定登記期限是為了避免業者長期握著許可卻不推動籌設，形成占用特許名額的情形，逾期未完成登記者主管機關得撤銷其許可。(A)三個月、(C)九個月、(D)一年都不是法定期間。實務上這個六個月與公司制期貨交易所、期貨商等特許業者的設立時程規定一脈相承，把「許可後六個月內完成設立登記，再申請營業許可」當成標準流程記憶即可。","medium",[22,26,29,33,37,41],{"id":23,"question":24,"qno":25},"futures_law-114-3-005","期貨交易所發生下列何種事項時，應先申報金管會核准？甲.與自律組織簽訂合作協議；乙.期貨商與期貨交易所間，關於期貨集中交易市場使用契約之訂立、變更或終止；丙.經營其他業務或投資其他事業；丁.受讓其他交易所之全部或主要部分營業或財產",5,{"id":27,"question":28,"qno":10},"futures_law-114-3-007","依我國期貨交易法，關於期貨交易所的規定，下列何者正確？",{"id":30,"question":31,"qno":32},"futures_law-114-3-008","假設公司制期貨交易所之交易業務委員會共有 9 位委員，依我國期貨交易法之規定，至少應有幾位為在該交易所交易之期貨商？",8,{"id":34,"question":35,"qno":36},"futures_law-114-3-009","依我國期貨交易法規定，期貨交易所執行市場監視時，發現期貨交易有嚴重影響市場交易秩序之虞者，得對該期貨交易採取之措施，不包括下列何者？",9,{"id":38,"question":39,"qno":40},"futures_law-114-3-010","會員或期貨商不能履行結算交割義務時，期貨交易所應採取下列何種措施？甲.督導承受之會員或期貨商接辦相關事務；乙.立刻通知該會員或期貨商追加交割結算基金；丙.會同期貨結算機構進行專案檢查；丁.交由金管會進行專案檢查",10,{"id":42,"question":43,"qno":44},"futures_law-114-3-012","期貨交易所業務人員之登記或異動，應按______列冊彙報金管會或金管會指定機構？",12,1785904150120]