[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-futures_law-115-2-010":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c2",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-2-010","115-2",10,"依我國期貨交易法之規定，在公司制期貨交易所交易之期貨商，應與交易所訂立何項契約？",[13,14,15,16],"使用期貨集中交易市場之契約","期貨交易全權委任契約","受託辦理結算交割契約","委任契約",0,"期貨交易所(設立標準\u002F管理規則)",1,"公司制期貨交易所並無會員，期貨商要在其集中交易市場買賣，必須先與交易所訂立「使用期貨集中交易市場之契約」，取得進場資格，故(A)正確。這份契約是期貨商權利義務的基礎，也是交易所日後得以警告、停止或限制買賣甚至終止契約作為自律處分的依據。(B)全權委任契約存在於期貨交易人與期貨經理事業之間，與交易所無關；(C)結算交割是期貨結算機構與結算會員之間的安排，不是交易所與期貨商簽訂的契約；(D)委任契約只是民法上的一般契約類型，並非期貨交易法就進場資格所設計的專屬契約名稱。","easy",[23,27,31,35,39,42],{"id":24,"question":25,"qno":26},"futures_law-114-3-005","期貨交易所發生下列何種事項時，應先申報金管會核准？甲.與自律組織簽訂合作協議；乙.期貨商與期貨交易所間，關於期貨集中交易市場使用契約之訂立、變更或終止；丙.經營其他業務或投資其他事業；丁.受讓其他交易所之全部或主要部分營業或財產",5,{"id":28,"question":29,"qno":30},"futures_law-114-3-007","依我國期貨交易法，關於期貨交易所的規定，下列何者正確？",7,{"id":32,"question":33,"qno":34},"futures_law-114-3-008","假設公司制期貨交易所之交易業務委員會共有 9 位委員，依我國期貨交易法之規定，至少應有幾位為在該交易所交易之期貨商？",8,{"id":36,"question":37,"qno":38},"futures_law-114-3-009","依我國期貨交易法規定，期貨交易所執行市場監視時，發現期貨交易有嚴重影響市場交易秩序之虞者，得對該期貨交易採取之措施，不包括下列何者？",9,{"id":40,"question":41,"qno":10},"futures_law-114-3-010","會員或期貨商不能履行結算交割義務時，期貨交易所應採取下列何種措施？甲.督導承受之會員或期貨商接辦相關事務；乙.立刻通知該會員或期貨商追加交割結算基金；丙.會同期貨結算機構進行專案檢查；丁.交由金管會進行專案檢查",{"id":43,"question":44,"qno":45},"futures_law-114-3-012","期貨交易所業務人員之登記或異動，應按______列冊彙報金管會或金管會指定機構？",12,1785904150169]