[{"data":1,"prerenderedAt":45},["ShallowReactive",2],{"q-futures_law-115-2-021":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"futures_law","期貨商業務員資格測驗——期貨交易法規","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"futures_law-115-2-021","115-2",21,"下列何者非為期貨商得拒絕客戶委託從事期貨交易之原因？",[13,14,15,16],"期貨交易人未完成開戶手續者","期貨交易人目前僅 21 歲","客戶之信用狀況及財力有逾越其從事期貨交易能力","期貨交易人未依規定繳足期貨交易保證金",1,"期貨業與期貨商(設置標準\u002F管理規則)","期貨商拒絕受託是保護交易人並控管自身風險的機制，法定事由包括交易人尚未完成開戶手續(A)、信用狀況及財力已逾越其從事期貨交易的能力(C)，以及未依規定繳足期貨交易保證金(D)，這些都直接指向交易人是否具備交易資格或履約能力。(B)僅以年齡二十一歲為由拒絕受託則沒有依據：該交易人已成年、具完全行為能力，得自行開戶並承擔交易後果，年齡本身並非法定的拒絕事由，故(B)為正解。真正該檢視的是開戶文件是否齊備、風險預告是否完成、財力與交易額度是否相稱，而不是單看年紀輕。","easy",[22,26,30,34,37,41],{"id":23,"question":24,"qno":25},"futures_law-114-3-015","依我國期貨交易法之規定，下列敘述何者為不正確？",15,{"id":27,"question":28,"qno":29},"futures_law-114-3-017","下列何者不正確？",20,{"id":31,"question":32,"qno":33},"futures_law-114-3-019","關於客戶保證金專戶，期貨商在下列何種情況不得提取專戶內之款項？",19,{"id":35,"question":36,"qno":10},"futures_law-114-3-021","期貨商受理開立綜合帳戶從事期貨交易，應向主管機關申報之事項不包括下列何者？",{"id":38,"question":39,"qno":40},"futures_law-114-3-022","期貨商對不同客戶所為同種類期貨交易之委託，就交易結果，如何進行分配？",14,{"id":42,"question":43,"qno":44},"futures_law-114-3-023","期貨商從事期貨交易，以下何者不正確？",23,1785904150290]