[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-futures_law-115-2-022":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"futures_law","期貨商業務員資格測驗——期貨交易法規","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"futures_law-115-2-022","115-2",22,"期貨商自行買賣之執行程序與同種類期貨交易之受託買賣，其順序係：",[13,14,15,16],"優先","不得優先","視買賣金額大小決定","視買賣單量多寡決定",1,"期貨業與期貨商(設置標準\u002F管理規則)","期貨商同時經營自營與經紀業務時，最容易發生的利益衝突就是把自家的單子插隊到客戶單子前面。因此期貨交易法明定，期貨商自行買賣的執行程序不得優先於同種類期貨交易的受託買賣，故(B)正確。這條規則與經紀、自營業務應各別獨立作業、業務資訊不得互為流用的防火牆規定互相搭配，共同確保客戶委託獲得公平對待。(A)讓自營優先，正是法律明文禁止的行為。(C)以買賣金額大小、(D)以委託數量多寡決定執行順序，都是把商業考量凌駕於客戶保護之上，法規並未給期貨商這樣的裁量空間。","easy",[22,26,30,34,38,42],{"id":23,"question":24,"qno":25},"futures_law-114-3-015","依我國期貨交易法之規定，下列敘述何者為不正確？",15,{"id":27,"question":28,"qno":29},"futures_law-114-3-017","下列何者不正確？",20,{"id":31,"question":32,"qno":33},"futures_law-114-3-019","關於客戶保證金專戶，期貨商在下列何種情況不得提取專戶內之款項？",19,{"id":35,"question":36,"qno":37},"futures_law-114-3-021","期貨商受理開立綜合帳戶從事期貨交易，應向主管機關申報之事項不包括下列何者？",21,{"id":39,"question":40,"qno":41},"futures_law-114-3-022","期貨商對不同客戶所為同種類期貨交易之委託，就交易結果，如何進行分配？",14,{"id":43,"question":44,"qno":45},"futures_law-114-3-023","期貨商從事期貨交易，以下何者不正確？",23,1785904150306]