[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-futures_law-115-2-026":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-2-026","115-2",26,"有關期貨商董事長兼任總經理之規定，下列敘述何者錯誤？",[13,14,15,16],"董事長不得兼任總經理，無任何例外情形","期貨商僅經營經紀業務且無分支機構者，董事長得兼任總經理","期貨商將因合併而消滅，且總經理已離職時，董事長得兼任總經理","期貨商經主管機關撤銷營業許可，且總經理遭解任時，董事長得兼任總經理",0,"期貨業與期貨商(設置標準\u002F管理規則)",1,"期貨商原則上董事長不得兼任總經理，以維持決策與執行的分權制衡，但法規並非毫無彈性，設有例外情形：期貨商僅經營經紀業務且無分支機構、規模較小而兼任不致損及內部控制時(B)；因合併而將消滅、總經理已離職的過渡期間(C)；以及經主管機關撤銷營業許可、總經理遭解任而仍須有人負責善後時(D)，都容許董事長兼任。(A)把規定講成「無任何例外情形」，忽略上述法定例外，與實際規範不符，故為正解。答題訣竅是看到「一律」「無任何例外」這類絕對用語，通常就是錯誤選項。","easy",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"futures_law-114-3-015","依我國期貨交易法之規定，下列敘述何者為不正確？",15,{"id":28,"question":29,"qno":30},"futures_law-114-3-017","下列何者不正確？",20,{"id":32,"question":33,"qno":34},"futures_law-114-3-019","關於客戶保證金專戶，期貨商在下列何種情況不得提取專戶內之款項？",19,{"id":36,"question":37,"qno":38},"futures_law-114-3-021","期貨商受理開立綜合帳戶從事期貨交易，應向主管機關申報之事項不包括下列何者？",21,{"id":40,"question":41,"qno":42},"futures_law-114-3-022","期貨商對不同客戶所為同種類期貨交易之委託，就交易結果，如何進行分配？",14,{"id":44,"question":45,"qno":46},"futures_law-114-3-023","期貨商從事期貨交易，以下何者不正確？",23,1785904150350]