[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-futures_law-115-2-027":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-2-027","115-2",27,"關於期貨商設置分支機構之規定，下列何者正確？",[13,14,15,16],"分支機構業務員人數不得低於三人","期貨商於申請設置許可時，得同時申請設置分支機構","期貨商於申請設置許可時，同時申請設置分支機構者，每申請設置一家分支機構，應增加申請設立許可保證金一千萬元","選項(A)(B)(C)皆是",3,"期貨業與期貨商(設置標準\u002F管理規則)",1,"本題三項敘述都符合期貨商設置分支機構的規範，故(D)正確。第一，分支機構必須有足夠人力提供服務與內部控制，業務員人數不得低於三人(A)。第二，設置分支機構不必等取得營業許可之後才提出，期貨商於申請設置許可時即可一併申請設置分支機構，以縮短籌設時程(B)。第三，分支機構會擴大營業規模與風險曝露，因此每申請設置一家分支機構，應增加繳存設立許可保證金新臺幣一千萬元(C)。三者分別對應人力、程序與財務擔保三個面向，再搭配最低實收資本額的加計規定，構成分支機構設置的完整門檻。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"futures_law-114-3-015","依我國期貨交易法之規定，下列敘述何者為不正確？",15,{"id":28,"question":29,"qno":30},"futures_law-114-3-017","下列何者不正確？",20,{"id":32,"question":33,"qno":34},"futures_law-114-3-019","關於客戶保證金專戶，期貨商在下列何種情況不得提取專戶內之款項？",19,{"id":36,"question":37,"qno":38},"futures_law-114-3-021","期貨商受理開立綜合帳戶從事期貨交易，應向主管機關申報之事項不包括下列何者？",21,{"id":40,"question":41,"qno":42},"futures_law-114-3-022","期貨商對不同客戶所為同種類期貨交易之委託，就交易結果，如何進行分配？",14,{"id":44,"question":45,"qno":46},"futures_law-114-3-023","期貨商從事期貨交易，以下何者不正確？",23,1785904150355]