[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-futures_law-115-2-029":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"futures_law","期貨商業務員資格測驗——期貨交易法規","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"futures_law-115-2-029","115-2",29,"期貨交易人委託期貨商進行期貨交易時，其委託方式之敘述，下列何者有誤？",[13,14,15,16],"得以當面委託，並填寫委託單","得以電話委託，須同步錄音存證，不需填寫買賣委託書","以傳真進行委託者，需將所傳輸內容存檔備查，並由業務員依委託內容填寫買賣委託書","買賣委託書除委託人當面委託並簽章或當事人事前另有約定者外，期貨商應於事後交由委託人補行簽名或蓋章",1,"期貨業與期貨商(設置標準\u002F管理規則)","期貨交易的委託必須留下可查證的書面軌跡。當面委託應填寫委託單(A)；以傳真委託者，須將所傳輸內容存檔備查，並由業務員依委託內容填寫買賣委託書(C)；買賣委託書除委託人當面委託並簽章或當事人事前另有約定外，期貨商應於事後交由委託人補行簽名或蓋章(D)，這些敘述都正確。(B)則有誤：電話委託固然應同步錄音存證，但錄音是補強證據，並不能取代買賣委託書，業務員仍須依委託內容填製並留存委託書，故(B)為正解。把錄音與書面理解成二擇一是常見誤解，正確觀念是兩者並行、互相勾稽。","medium",[22,26,30,34,38,42],{"id":23,"question":24,"qno":25},"futures_law-114-3-015","依我國期貨交易法之規定，下列敘述何者為不正確？",15,{"id":27,"question":28,"qno":29},"futures_law-114-3-017","下列何者不正確？",20,{"id":31,"question":32,"qno":33},"futures_law-114-3-019","關於客戶保證金專戶，期貨商在下列何種情況不得提取專戶內之款項？",19,{"id":35,"question":36,"qno":37},"futures_law-114-3-021","期貨商受理開立綜合帳戶從事期貨交易，應向主管機關申報之事項不包括下列何者？",21,{"id":39,"question":40,"qno":41},"futures_law-114-3-022","期貨商對不同客戶所為同種類期貨交易之委託，就交易結果，如何進行分配？",14,{"id":43,"question":44,"qno":45},"futures_law-114-3-023","期貨商從事期貨交易，以下何者不正確？",23,1785904150397]