[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-futures_law-115-2-033":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-2-033","115-2",33,"證券商經營期貨交易輔助業務，係屬下列何種事業之一種？",[13,14,15,16],"期貨信託事業","期貨經理事業","期貨顧問事業","期貨服務事業",3,"證券商經營期貨交易輔助業務管理規則",1,"期貨交易法把期貨業分為期貨商與期貨服務事業兩大類，期貨服務事業之下再包含期貨信託、期貨顧問、期貨經理及其他經主管機關核定的服務事業。證券商經營期貨交易輔助業務，是替委任期貨商招攬期貨交易人並轉單、本身不接受保證金，性質上屬於其他期貨服務事業，故(D)正確。(A)期貨信託事業是募集期貨信託基金並運用於期貨交易；(B)期貨經理事業接受客戶全權委託操作；(C)期貨顧問事業提供期貨分析建議並收取報酬，三者的業務內容都與輔助人不同。答題時抓住輔助人「不經手保證金、只做招攬與轉單」的定位即可。","medium",[23,27,31,35,39,42],{"id":24,"question":25,"qno":26},"futures_law-114-3-037","主管機關得退回證券商申請經營期貨交易輔助業務之情形，不包括下列何者？",37,{"id":28,"question":29,"qno":30},"futures_law-114-3-038","期貨交易輔助人應於每月幾日之前，向主管機關、期貨交易所或指定機構申報上月份業務量月報表？",38,{"id":32,"question":33,"qno":34},"futures_law-114-3-042","期貨交易輔助人代理期貨商接受期貨交易人開戶，以下何者錯誤？",42,{"id":36,"question":37,"qno":38},"futures_law-115-1-029","期貨交易輔助人與委任期貨商簽訂委任契約，其中應載明事項以下何者正確？",29,{"id":40,"question":41,"qno":30},"futures_law-115-1-034","證券商申請其分支機構經營期貨交易輔助業務，以下列何者為限？",{"id":43,"question":44,"qno":45},"futures_law-115-1-035","期貨交易輔助人接受客戶開戶後，應送交何處確認並簽名或蓋章？",35,1785904150411]