[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-futures_law-115-2-036":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-2-036","115-2",36,"下列何者得申請兼營槓桿交易商？",[13,14,15,16],"專營期貨自營商","銀行","證券自營商","信託業",0,"期貨業與期貨商(設置標準\u002F管理規則)",1,"槓桿交易商經營的是槓桿保證金契約業務，風險屬性與期貨自營高度接近，因此法規允許專營期貨自營商申請兼營槓桿交易商，故(A)正確。這樣的安排是因為期貨自營商原本就在期貨交易法的監理架構之下，具備部位風險控管、保證金作業與財務業務申報的能力，兼營所需的加強管理較容易銜接。(B)銀行與(D)信託業分別受銀行法、信託業法規範，本業性質與自負部位的槓桿保證金契約業務不同；(C)證券自營商雖然同屬自營性質，但其業務範圍屬證券交易法體系，並不在得申請兼營槓桿交易商之列。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"futures_law-114-3-015","依我國期貨交易法之規定，下列敘述何者為不正確？",15,{"id":28,"question":29,"qno":30},"futures_law-114-3-017","下列何者不正確？",20,{"id":32,"question":33,"qno":34},"futures_law-114-3-019","關於客戶保證金專戶，期貨商在下列何種情況不得提取專戶內之款項？",19,{"id":36,"question":37,"qno":38},"futures_law-114-3-021","期貨商受理開立綜合帳戶從事期貨交易，應向主管機關申報之事項不包括下列何者？",21,{"id":40,"question":41,"qno":42},"futures_law-114-3-022","期貨商對不同客戶所為同種類期貨交易之委託，就交易結果，如何進行分配？",14,{"id":44,"question":45,"qno":46},"futures_law-114-3-023","期貨商從事期貨交易，以下何者不正確？",23,1785904150453]