[{"data":1,"prerenderedAt":45},["ShallowReactive",2],{"q-futures_law-115-2-037":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-2-037","115-2",37,"以下有關委任期貨交易輔助人之「委任期貨商」之敘述，何者有誤？",[13,14,15,16],"委任期貨商每增加委任一期貨交易輔助人，須增繳營業保證金","委任期貨商可委任多數期貨交易輔助人","委任期貨商得請期貨交易輔助人對期貨交易人進行徵信事宜","委任期貨商須具備期貨結算會員之資格",0,"證券商經營期貨交易輔助業務管理規則",1,"期貨交易輔助人制度中，證券商擔任輔助人，替委任期貨商招攬期貨交易人並將委託轉單。(B)正確，一家委任期貨商可以同時委任多家輔助人以擴大通路；(C)正確，對期貨交易人的徵信事宜得請輔助人代為辦理；(D)正確，委任期貨商須具備期貨結算會員資格，才能承擔轉入單量的結算責任。(A)則有誤：營業保證金是由期貨交易輔助人自己依規定繳存，委任期貨商並不會因為多委任一家輔助人就必須增繳營業保證金，故(A)為正解。釐清「誰該繳保證金」是本題關鍵，輔助人繳自己的，委任期貨商繳自己的。","hard",[23,26,30,34,38,41],{"id":24,"question":25,"qno":10},"futures_law-114-3-037","主管機關得退回證券商申請經營期貨交易輔助業務之情形，不包括下列何者？",{"id":27,"question":28,"qno":29},"futures_law-114-3-038","期貨交易輔助人應於每月幾日之前，向主管機關、期貨交易所或指定機構申報上月份業務量月報表？",38,{"id":31,"question":32,"qno":33},"futures_law-114-3-042","期貨交易輔助人代理期貨商接受期貨交易人開戶，以下何者錯誤？",42,{"id":35,"question":36,"qno":37},"futures_law-115-1-029","期貨交易輔助人與委任期貨商簽訂委任契約，其中應載明事項以下何者正確？",29,{"id":39,"question":40,"qno":29},"futures_law-115-1-034","證券商申請其分支機構經營期貨交易輔助業務，以下列何者為限？",{"id":42,"question":43,"qno":44},"futures_law-115-1-035","期貨交易輔助人接受客戶開戶後，應送交何處確認並簽名或蓋章？",35,1785904150471]