[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-futures_law-115-2-039":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-2-039","115-2",39,"下列有關期貨信託基金公開說明書上傳及交付之規定，何者有誤？",[13,14,15,16],"期貨信託事業募集期貨信託基金，除對符合一定資格條件之人募集期貨信託基金者外，應於本期貨信託基金開始募集之日起三日前，依主管機關規定之格式以電子檔方式傳送至主管機關指定之資訊申報網站，並應以書面備置於其營業處所及其銷售機構營業處所","追加募集之期貨信託基金應於主管機關核准函送達之日起三日內傳送至主管機關指定之資訊申報網站","期貨信託事業應交付申購人公開說明書，或經申購人之同意，依其指示之電子郵件網址傳送公開說明書予申購人","期貨信託事業更新公開說明書，應於更新十五日內將更新後公開說明書以書面向主管機關申報",3,"期貨信託事業與基金管理",1,"期貨信託基金的公開說明書採電子申報與書面備置雙軌制：初次募集應於開始募集之日起三日前，以電子檔傳送至主管機關指定的資訊申報網站，並以書面備置於營業處所及銷售機構(A)；追加募集者於核准函送達之日起三日內傳送(B)；交付方式可為書面，或經申購人同意後傳送至其指示的電子郵件網址(C)，三者均正確。(D)有誤：公開說明書內容更新時，仍應循同一套機制於短期內傳送至資訊申報網站，而不是拉長為十五日內、改以書面向主管機關申報，故(D)為正解。記憶重點是這套制度以三日與電子傳送為軸心。","hard",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"futures_law-114-3-040","下列有關期貨信託基金受益憑證之敘述，何者有誤？",40,{"id":28,"question":29,"qno":30},"futures_law-114-3-044","所列期貨信託基金公開說明書應揭露期貨信託契約所訂期貨信託事業之權利、義務與責任部分，何者為真？",44,{"id":32,"question":33,"qno":34},"futures_law-114-3-045","依「期貨信託事業設置標準」第十二條規定，目前得擔任期貨信託事業專業發起人之事業有幾種？",45,{"id":36,"question":37,"qno":38},"futures_law-114-3-046","依期貨信託基金管理辦法之規定，期貨信託事業於國外對不特定人募集期貨信託基金投資國內任一上市或上櫃公司股票及公司債或金融債券之總金額，占本期貨信託基金淨資產價值之比率，不得超過下列何者？",46,{"id":40,"question":41,"qno":42},"futures_law-114-3-047","下列有關證券投資信託事業申請兼營期貨信託事業應具備條件之敘述，何者有誤？",47,{"id":44,"question":45,"qno":46},"futures_law-115-1-033","下列哪一種終止契約之情況毋須先報主管機關核准？",33,1785904150475]