[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-futures_law-115-2-040":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-2-040","115-2",40,"有關證券商欲擔任期貨信託事業專業發起人之規定，下列敘述何者錯誤？",[13,14,15,16],"綜合經營證券承銷、自營及經紀業務滿三年之證券商","最近期經會計師查核簽證之財務報告，每股淨值不低於面額","淨值達新臺幣六十億元以上","屬外國證券商者，未曾受其本國主管機關相當於我國證券交易法第六十六條第二款至第四款規定之處分",2,"期貨信託事業與基金管理",1,"證券商要擔任期貨信託事業的專業發起人，須同時通過經營資歷、財務體質與資本規模三道檢驗。(A)綜合經營證券承銷、自營及經紀業務滿三年，代表具備完整的證券業經驗；(B)最近期經會計師查核簽證之財務報告每股淨值不低於面額，用來排除股本已遭虧損侵蝕的公司；(D)屬外國證券商者，須未曾受其本國主管機關相當於我國證券交易法第六十六條第二款至第四款規定之處分，確保無重大違規紀錄。至於規模這一項，設置標準是以「實收資本額」設門檻，而非以「淨值」衡量，金額標準也不是六十億元，(C)與法規不符，為本題應選的錯誤選項。","hard",[23,26,30,34,38,42],{"id":24,"question":25,"qno":10},"futures_law-114-3-040","下列有關期貨信託基金受益憑證之敘述，何者有誤？",{"id":27,"question":28,"qno":29},"futures_law-114-3-044","所列期貨信託基金公開說明書應揭露期貨信託契約所訂期貨信託事業之權利、義務與責任部分，何者為真？",44,{"id":31,"question":32,"qno":33},"futures_law-114-3-045","依「期貨信託事業設置標準」第十二條規定，目前得擔任期貨信託事業專業發起人之事業有幾種？",45,{"id":35,"question":36,"qno":37},"futures_law-114-3-046","依期貨信託基金管理辦法之規定，期貨信託事業於國外對不特定人募集期貨信託基金投資國內任一上市或上櫃公司股票及公司債或金融債券之總金額，占本期貨信託基金淨資產價值之比率，不得超過下列何者？",46,{"id":39,"question":40,"qno":41},"futures_law-114-3-047","下列有關證券投資信託事業申請兼營期貨信託事業應具備條件之敘述，何者有誤？",47,{"id":43,"question":44,"qno":45},"futures_law-115-1-033","下列哪一種終止契約之情況毋須先報主管機關核准？",33,1785904150479]