[{"data":1,"prerenderedAt":45},["ShallowReactive",2],{"q-futures_law-115-2-043":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-2-043","115-2",43,"依我國期貨交易法之規定，對作包括下列哪些樣態？甲、場外沖銷；乙、交叉交易；丙、擅為交易相對人；丁、配合交易；戊、空中交易",[13,14,15,16],"甲、乙、丙、丁","甲、乙、丁、戊","甲、丙、丁、戊","甲、乙、丙、丁、戊",0,"期貨交易法(總則\u002F施行細則)",1,"「對作」指期貨商站到客戶對立面、以自己的利益吃掉客戶委託。期貨交易法及其施行細則明文列舉四種樣態：甲、場外沖銷，把客戶委託拿到集中交易市場以外自行沖抵；乙、交叉交易，將兩個客戶方向相反的委託直接配對而不送進市場；丙、擅為交易相對人，未經同意即由期貨商自己承接客戶委託；丁、配合交易，與他人事先約定互為相對方以促成特定交易。四者的共同傷害都是讓客戶失去公開競價機會，故正解為(A)。戊、空中交易指未將委託送進市場、僅在帳面上與客戶對賭，雖同屬違法，但不在法定列舉之列，凡含戊的(B)(C)(D)均可排除。","medium",[23,27,30,34,38,42],{"id":24,"question":25,"qno":26},"futures_law-114-3-001","依我國期貨交易法之規定，下列有關選擇權契約之敘述何者錯誤？",2,{"id":28,"question":29,"qno":26},"futures_law-114-3-002","我國期貨交易法所管轄之交易，不包括下列何者？",{"id":31,"question":32,"qno":33},"futures_law-114-3-003","依我國期貨交易法之規定，非在期貨交易所進行之期貨交易，基於下列哪些政策考量，得經主管機關於主管事項範圍內公告，不適用本法之規定？甲、金融；乙、貨幣；丙、外匯；丁、公債；戊、賦稅",3,{"id":35,"question":36,"qno":37},"futures_law-114-3-004","下列產業中，何者得依金融科技發展與創新實驗條例申請辦理期貨業務創新實驗？",4,{"id":39,"question":40,"qno":41},"futures_law-114-3-025","依我國期貨交易法之規定，下列何者為期貨服務事業？",25,{"id":43,"question":44,"qno":19},"futures_law-115-1-001","依據我國期貨交易法之規定，對於期貨交易之敘述，以下何者正確？甲、僅包括國內期貨交易所之交易，不包括國外期貨交易所部分；乙、包括國內外期貨交易所之交易；丙、僅包括集中市場之期貨交易；丁、包括集中市場與店頭市場之交易",1785904150514]