[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-futures_law-115-2-047":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-2-047","115-2",47,"有關期貨商向主管機關申報年度財務報告之規定，下列何者正確？",[13,14,15,16],"應送由期貨交易所轉送主管機關","複委託期貨商直接向主管機關申報","期貨自營商直接向主管機關申報","期貨經紀商應送由期貨公會轉送主管機關",0,"期貨業與期貨商(設置標準\u002F管理規則)",1,"期貨商的年度財務報告採「經期貨交易所轉送」的單一窗口設計：期貨商應於每會計年度終了後所定期限內，公告並申報經會計師查核簽證之年度財務報告，申報路徑是先送期貨交易所，再由交易所轉送主管機關，故(A)正確。這樣安排是要讓交易所同步掌握其結算會員與交易輔助人的財務狀況，發揮第一線自律監理功能。(B)複委託期貨商與(C)期貨自營商同樣要走交易所轉送這條路，不因業務種類不同而改為直接申報；(D)錯在轉送機構，負責轉送的是期貨交易所而非期貨公會，公會職司自律規範與會員紀律，並非財務報告的申報窗口。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"futures_law-114-3-015","依我國期貨交易法之規定，下列敘述何者為不正確？",15,{"id":28,"question":29,"qno":30},"futures_law-114-3-017","下列何者不正確？",20,{"id":32,"question":33,"qno":34},"futures_law-114-3-019","關於客戶保證金專戶，期貨商在下列何種情況不得提取專戶內之款項？",19,{"id":36,"question":37,"qno":38},"futures_law-114-3-021","期貨商受理開立綜合帳戶從事期貨交易，應向主管機關申報之事項不包括下列何者？",21,{"id":40,"question":41,"qno":42},"futures_law-114-3-022","期貨商對不同客戶所為同種類期貨交易之委託，就交易結果，如何進行分配？",14,{"id":44,"question":45,"qno":46},"futures_law-114-3-023","期貨商從事期貨交易，以下何者不正確？",23,1785904150522]