[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-futures_law-115-2-048":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c11",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-2-048","115-2",48,"美國商品期貨交易委員會(CFTC)組織中，由下列何者負責監督衍生性商品清算機構？",[13,14,15,16],"市場監督處","法務處","結算與風險處","執行處",2,"外國期貨交易法(美國\u002F日本)",1,"美國商品期貨交易委員會（CFTC）依功能分設處室。(C)結算與風險處負責監督衍生性商品清算機構，包括審查清算機構的註冊申請、檢查其風險管理與財務資源是否符合核心原則，並監控結算會員的部位與風險，故為正解。(A)市場監督處負責交易所（指定契約市場）與交易活動的監視，審查上市契約與市場規則，重點在交易面而非結算面。(B)法務處是委員會的法律幕僚，提供法律意見並處理法規解釋與行政訴訟。(D)執行處負責調查追訴市場操縱、詐欺等違法行為，屬事後追究責任的單位，三者都不是清算機構日常監理的主責處室。","medium",[23,27,31,35,39,42],{"id":24,"question":25,"qno":26},"futures_law-114-3-041","在美國，期貨交易所擬上市的期貨交易契約，其標的為國庫券或政府公債，商品期貨交易委員會在該期貨交易契約上市前，應將期貨交易所之申請書副知下列何機構？",45,{"id":28,"question":29,"qno":30},"futures_law-114-3-043","日本商品交易所的法令為下列何者？",43,{"id":32,"question":33,"qno":34},"futures_law-115-1-037","美國商品期貨交易委員會(CFTC)組織中，由下列何者負責履行市場監控以及市場與產品檢討等業務？",37,{"id":36,"question":37,"qno":38},"futures_law-115-1-047","為防止 2008 年金融風暴之發生，美國於 2010 年制定何法律，特別將衍生性金融商品中交換契約納入規範，並使 CFTC 隨之進行大規模修正其規則與命令？",47,{"id":40,"question":41,"qno":10},"futures_law-115-1-048","在美國，若期貨交易所人員從事操縱或詐欺行為，其最高罰則為何？",{"id":43,"question":44,"qno":45},"futures_law-115-1-049","下列何者是由東京紡織品交易所、東京橡膠交易所及東京黃金交易所合併設立的？",49,1785904150535]