[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-futures_law-115-2-050":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"futures_law","期貨商業務員資格測驗——期貨交易法規","c11",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"futures_law-115-2-050","115-2",50,"下列何者並非日本期貨交易之監理機關？",[13,14,15,16],"經濟產業省","農林水產省","金融廳","厚生勞動省",3,"外國期貨交易法(美國\u002F日本)",1,"日本期貨監理採商品期貨與金融期貨分流的雙軌制，依商品性質把主管權分給不同省廳。商品期貨（農產品、能源、金屬等）由(A)經濟產業省與(B)農林水產省共同主管，分別對應工業品與農林水產品；金融商品期貨（股價指數、利率、外匯等）則由(C)金融廳依金融商品交易法監理，並搭配交易所的自律管理。(D)厚生勞動省職掌勞動條件、就業安定、社會保險與公共衛生，與期貨市場監理毫無關聯，也未被任何一部期貨相關法律指定為主管機關，故為應選者。這種分由多省廳監督的架構，與我國由金管會單一機關統籌明顯不同。","easy",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"futures_law-114-3-041","在美國，期貨交易所擬上市的期貨交易契約，其標的為國庫券或政府公債，商品期貨交易委員會在該期貨交易契約上市前，應將期貨交易所之申請書副知下列何機構？",45,{"id":28,"question":29,"qno":30},"futures_law-114-3-043","日本商品交易所的法令為下列何者？",43,{"id":32,"question":33,"qno":34},"futures_law-115-1-037","美國商品期貨交易委員會(CFTC)組織中，由下列何者負責履行市場監控以及市場與產品檢討等業務？",37,{"id":36,"question":37,"qno":38},"futures_law-115-1-047","為防止 2008 年金融風暴之發生，美國於 2010 年制定何法律，特別將衍生性金融商品中交換契約納入規範，並使 CFTC 隨之進行大規模修正其規則與命令？",47,{"id":40,"question":41,"qno":42},"futures_law-115-1-048","在美國，若期貨交易所人員從事操縱或詐欺行為，其最高罰則為何？",48,{"id":44,"question":45,"qno":46},"futures_law-115-1-049","下列何者是由東京紡織品交易所、東京橡膠交易所及東京黃金交易所合併設立的？",49,1785904150541]