[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-futures_prac-115-2-035":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"futures_prac","期貨商業務員資格測驗——期貨交易理論與實務","c2",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"futures_prac-115-2-035","115-2",35,"下列敘述中，何者違反風險預告書之內容精神？",[13,14,15,16],"期貨交易可能產生極大的利潤或損失","客戶下達了停損單，就可將損失限制於預期的金額內","價差交易的風險並不一定較單純的買單或賣單小","客戶若有超額損失，必須補繳",1,"臺灣期貨交易所期貨交易實務","風險預告書的核心精神，是把期貨高槓桿的風險完整揭露，不得給交易人任何「損失必定可控」的錯誤安全感。停損單在觸價後是以市價方式進入市場撮合，遇到跳空開盤、漲跌停鎖住或流動性枯竭時，實際成交價可能遠劣於原先設定的停損價位，因此不能保證損失一定被限制在預期金額之內，(B)正是風險預告書明文要打破的迷思，故選(B)。(A)高槓桿使獲利與虧損同步放大，是預告書開宗明義揭示的內容；(C)價差交易兩腿的價差同樣可能往不利方向擴大，風險未必小於單邊部位；(D)保證金專戶若出現超額損失，交易人負有補繳義務，均與預告書精神相符。","easy",[22,26,30,34,38,42],{"id":23,"question":24,"qno":25},"futures_prac-114-3-019","期貨契約價差部位組合保證金之適用對象包括下列何者？",19,{"id":27,"question":28,"qno":29},"futures_prac-114-3-020","下列有關期貨契約價差部位組合保證金計收作業之敘述，何者正確？",20,{"id":31,"question":32,"qno":33},"futures_prac-114-3-021","期交所 2024 年 1 月推出客製化小型臺指期貨，下列敘述何者有誤？",21,{"id":35,"question":36,"qno":37},"futures_prac-114-3-022","臺灣期貨交易所對結算會員，應於何時結算其權益？",22,{"id":39,"question":40,"qno":41},"futures_prac-114-3-023","期貨商之調整後淨資本額不得低於下列何者？",23,{"id":43,"question":44,"qno":45},"futures_prac-114-3-024","以下哪一種情況下，期貨商應立即停止收受委託人委託？",24,1785904152054]