[{"data":1,"prerenderedAt":35},["ShallowReactive",2],{"q-sec_law-114-3-009":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c3",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-114-3-009","114-3",9,"依「發行人募集與發行有價證券處理準則」之規定，轉換公司債「發行及轉換辦法」所定發行屆滿一定期間得開始請求轉換，所稱一定期間指：",[13,14,15,16],"一律以三個月為限","一律不超過六個月","一律不超過一年","由發行人於轉換辦法訂定",3,"有價證券之募集與發行",1,"依發行人募集與發行有價證券處理準則，轉換公司債得開始請求轉換之「一定期間」，係由發行人自行於發行及轉換辦法中訂定，(D)正確。(A)三個月、(B)六個月、(C)一年之固定期限，均非法規強制統一規定之期間。","medium",[23,27,31],{"id":24,"question":25,"qno":26},"sec_law-114-3-007","公開發行公司募集、發行有價證券，應向政府何單位申報生效？",7,{"id":28,"question":29,"qno":30},"sec_law-114-3-038","發行人募集與發行有價證券處理準則所稱「營業日」係指：",38,{"id":32,"question":33,"qno":34},"sec_law-115-1-029","轉換公司債及附認股權公司債之發行人應於辦理變更股票每股面額，向經濟部申請變更登記日之前___個營業日，將債券停止轉換(認購)期間等相關事項，在櫃買中心指定之網際網路資訊申報系統辦理公告？",29,1783498252581]