[{"data":1,"prerenderedAt":38},["ShallowReactive",2],{"q-sec_law-114-3-041":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"sec_law-114-3-041","114-3",41,"外國發行人參與存託機構發行臺灣存託憑證時，應委託下列何機構辦理公開承銷及相關事宜，並應向認購人交付公開說明書？",[13,14,15,16],"證券交易所","證券承銷商","證券自營商","證券經紀商",1,"發行市場","外國發行人參與存託機構發行臺灣存託憑證(TDR)，應委託證券承銷商辦理公開承銷並向認購人交付公開說明書，故 (B) 正確。(A) 證交所提供交易場所非承銷、(C) 自營商自行買賣、(D) 經紀商受託買賣，均非承銷募集主體。","medium",[22,26,30,34],{"id":23,"question":24,"qno":25},"sec_law-114-3-026","下列何種方式非有價證券之承銷價格決定方式？",26,{"id":27,"question":28,"qno":29},"sec_law-115-1-034","初次申請股票上市之發行公司，其有價證券上市契約生效後，於證交所函知之日起多久以內未依規定上市，其上市案會被撤銷？",34,{"id":31,"question":32,"qno":33},"sec_law-115-1-038","某創業投資公司申請股票上市，以下何者非必要滿足條件？",38,{"id":35,"question":36,"qno":37},"sec_law-115-1-039","申請股票上市之發行公司雖符合上市審查準則之上市條件，但有以下何種情況，經證交所認為不宜上市，得不同意其股票上市？",39,1783498252825]