[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sec_law-114-3-042":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c10",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"sec_law-114-3-042","114-3",42,"證券商接受委託買賣外國虛擬資產 ETF，投資人以何種類型為限？",[13,14,15,16],"一般自然人","專業投資人","機構投資人","尚未開放買賣外國虛擬資產 ETF",1,"交易市場","證券商受託買賣外國虛擬資產 ETF，投資人以專業投資人為限，故 (B) 正確。因該類商品風險較高，尚未開放一般自然人參與，(A)(C) 範圍不符；(D) 已開放但限專業投資人，非完全未開放。","medium",[22,26,30,34,38,42],{"id":23,"question":24,"qno":25},"sec_law-114-3-017","證券經紀商接受客戶買賣變更交易方法股票應先辦理哪些事項？",17,{"id":27,"question":28,"qno":29},"sec_law-114-3-019","證券交易所備供證券買賣一方不履行交付義務時之代為支付，而就其證券交易經手費提存之準備金稱之為：",19,{"id":31,"question":32,"qno":33},"sec_law-114-3-031","證券經紀商受託買賣，於成交後應於何時通知客戶？",31,{"id":35,"question":36,"qno":37},"sec_law-114-3-032","證交所提供之交易資訊有傳輸中斷情事時，證券商可否請求賠償？",32,{"id":39,"question":40,"qno":41},"sec_law-114-3-033","證券商接受委託人以定期定股及定期定額方式委託買賣外國有價證券，買賣標的以中長期投資為原則，且以下哪項不在投資範圍之內？",33,{"id":43,"question":44,"qno":45},"sec_law-114-3-034","發行公司申請有價證券上市，下列何者並非應申報之上市公告事項？",34,1783498252828]