[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_law-114-3-046":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c10",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-114-3-046","114-3",46,"市值、營收、現金流量及淨值符合一定條件之公司，申請上市時可免除以下哪方面條件？",[13,14,15,16],"設立年限","資本額","獲利能力","股權分散",2,"交易市場",1,"市值、營收、現金流量及淨值符合一定條件之公司，申請上市時得免除「獲利能力」條件，即所謂免獲利上市，故 (C) 正確。設立年限、股權分散等其他條件仍須符合，(A)(B)(D) 非得免除項目。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_law-114-3-017","證券經紀商接受客戶買賣變更交易方法股票應先辦理哪些事項？",17,{"id":28,"question":29,"qno":30},"sec_law-114-3-019","證券交易所備供證券買賣一方不履行交付義務時之代為支付，而就其證券交易經手費提存之準備金稱之為：",19,{"id":32,"question":33,"qno":34},"sec_law-114-3-031","證券經紀商受託買賣，於成交後應於何時通知客戶？",31,{"id":36,"question":37,"qno":38},"sec_law-114-3-032","證交所提供之交易資訊有傳輸中斷情事時，證券商可否請求賠償？",32,{"id":40,"question":41,"qno":42},"sec_law-114-3-033","證券商接受委託人以定期定股及定期定額方式委託買賣外國有價證券，買賣標的以中長期投資為原則，且以下哪項不在投資範圍之內？",33,{"id":44,"question":45,"qno":46},"sec_law-114-3-034","發行公司申請有價證券上市，下列何者並非應申報之上市公告事項？",34,1783498252862]