[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_law-115-1-007":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c1",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-115-1-007","115-1",7,"依「證券交易法」規定，因命令停業之證券商，於其了結停業前所為有價證券之買賣或受託事務之範圍內，視為：",[13,14,15,16],"強制停業","尚未停業","暫時停業","永久停業",1,"證券交易法(含施行細則)",2,"依證券交易法，因命令停業之證券商，於了結停業前所為有價證券買賣或受託事務範圍內，視為尚未停業，故 (B) 正確。此係為保障未了結交易之相對人權益，使其在了結範圍內仍具營業效力，(A)(C)(D) 均非法定擬制。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_law-114-3-003","下列何者不是「證券交易法」上所稱之「發行人」？",3,{"id":28,"question":29,"qno":30},"sec_law-114-3-011","內線交易情節重大者，法院得提高賠償額之倍數為下列何者？",11,{"id":32,"question":33,"qno":34},"sec_law-114-3-012","Z 上市公司(下稱 Z 公司)董事甲得知該公司即將獲得國際大廠的重大訂單，在該消息明確後，未公開前，於市場上進行交易。下列何者不會構成內線交易之違反？",12,{"id":36,"question":37,"qno":38},"sec_law-114-3-013","依照證交法之規定，下列何者非為內線交易規範主體？",13,{"id":40,"question":41,"qno":42},"sec_law-114-3-024","仲裁庭認定仲裁達於可為判斷之程度者，依當事人聲明之事項，應於幾日內作成判斷書？",24,{"id":44,"question":45,"qno":46},"sec_law-114-3-030","公開收購如全部應賣有價證券之數量，超過所預定之收購數量時，公開收購人應依下列何種方式向應賣人購買？",30,1783498252919]