[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sec_law-115-1-008":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sec_law","證券商業務員資格測驗——證券交易相關法規與實務","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sec_law-115-1-008","115-1",8,"第一次上市股票上市滿半年，每股淨值在票面以上，且無下列何種情形者，得核准其為融資融券交易股票？",[13,14,15,16],"股價波動過度劇烈","公司負責人形象不佳","公司營業額減少","發行公司與所屬財團之其他公司有嚴重交互持股",0,"有價證券買賣、集中保管與融資融券",1,"第一次上市股票滿半年、每股淨值在票面以上，且無「股價波動過度劇烈」情形者，得核准為融資融券股票，故 (A) 正確。信用交易著重價格穩定與流動性，(B) 負責人形象、(C) 營業額減少、(D) 交互持股非該核准之排除要件。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sec_law-114-3-020","某證券商淨值為一億元，自辦融資融券對某一證券融資總金額不得超過多少？",20,{"id":28,"question":29,"qno":30},"sec_law-114-3-021","證券金融事業發行商業本票之總額，不得超過該事業淨值之幾倍？",21,{"id":32,"question":33,"qno":34},"sec_law-114-3-023","依「證券交易法」規定，下列何者得以帳簿劃撥方式為之？",23,{"id":36,"question":37,"qno":38},"sec_law-114-3-035","有關證券金融事業辦理轉融通業務之規定，下列何者正確？",35,{"id":40,"question":41,"qno":42},"sec_law-114-3-036","有關借券，下列何者錯誤？",36,{"id":44,"question":45,"qno":46},"sec_law-114-3-050","證券商為自行辦理有價證券買賣融資融券業務，下列何者正確？",50,1783498252934]